Layton v. United States Air Force
707 F. App'x 429
| 9th Cir. | 2017Background
- Petitioner Orville Layton challenged the MSPB’s affirmance of an AJ’s denial of his WPA complaint after the Board concluded the agency proved by clear and convincing evidence it would have reassigned and reprimanded him absent protected disclosures.
- The Board found Layton established a prima facie case of whistleblower retaliation, triggering the agency’s burden to prove same-action defense under Carr factors.
- The agency introduced witnesses, emails, memoranda, and Layton’s own account to show the reassignment responded to Layton’s complaint about a hostile work environment and the reprimand resulted from failure to follow direct orders.
- The Board credited the agency’s explanations and found Layton’s supervisor, John Whittington, who made the personnel decisions, lacked motive to retaliate; alleged motives of other employees were deemed inapposite given their lack of influence over Whittington.
- There was no record evidence of comparators (similarly situated non‑whistleblowers) so the third Carr factor was not applied.
- Layton also appealed two AJ prehearing rulings: denial of a late motion to compel discovery and exclusion of additional witnesses for failure to comply with a required attestation; the Board upheld both rulings as within the AJ’s discretion.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether agency carried its burden to show same‑action defense under Carr | Layton argued agency actions were retaliatory and agency evidence was insufficient | Agency argued it would have reassigned and reprimanded Layton absent disclosures, supported by documentation and testimony | Held for agency: Board reasonably found clear and convincing evidence agency would have taken same actions |
| Whether decision‑maker had motive to retaliate | Layton pointed to other employees’ motives post‑disclosure | Agency showed Whittington (the decision‑maker) lacked motive and others had no control over him | Held for agency: substantial evidence supported lack of retaliatory motive by decision‑maker |
| Whether absence of comparator evidence requires ruling for Layton | Layton argued agency’s failure to produce comparators implies retaliation | Agency noted no evidence of similarly situated non‑whistleblowers; Carr doesn’t require producing comparator evidence | Held for agency: Board permissibly declined to weigh third Carr factor without comparator evidence |
| Whether AJ abused discretion in prehearing rulings (discovery & witnesses) | Layton argued denial of motion to compel and exclusion of witnesses was improper | Agency argued motion was untimely and Layton failed to satisfy AJ’s conditions for witness testimony | Held for agency: AJ did not abuse discretion; late discovery denied and witnesses excluded due to noncompliance |
Key Cases Cited
- Carr v. Social Security Administration, 185 F.3d 1318 (Fed. Cir. 1999) (establishes three‑factor framework for same‑action defense in WPA cases)
- Whitmore v. Dep’t of Labor, 680 F.3d 1353 (Fed. Cir. 2012) (agency must not disregard countervailing evidence when proving same‑action defense)
- Miller v. Dep’t of Justice, 842 F.3d 1252 (Fed. Cir. 2016) (Carr factors are considerations, agency need not produce evidence on every factor)
- Fellhoelter v. Dep’t of Agric., 568 F.3d 965 (Fed. Cir. 2009) (AJ’s denial of untimely discovery is reviewed for abuse of discretion)
- Langer v. Dep’t of Treasury, 265 F.3d 1259 (Fed. Cir. 2001) (admissibility of evidence before the Board is within its discretion)
