Lash v. Freedom of Information Commission
14 A.3d 998
| Conn. | 2011Background
- In August 2005, Whitaker submitted a FOIA request to Lash seeking documents related to Greenwich's response to a prior FOIA request.
- The prior Whitaker dispute had been decided by this court, affirming disclosure with limited exceptions.
- Lash and the Greenwich board asserted Exhibits K and L were protected attorney-client communications and thus exempt from disclosure.
- The Freedom of Information Commission (commission) concluded Exhibits K and L were not privileged and imposed a $100 civil penalty on Lash for violations of the act.
- The trial court dismissed the appeal, and the Appellate Court reversed, remanding to the trial court for in camera review under the Shew four-factor test.
- This court granted certification and conducted its own in camera review, ultimately holding the documents privileged and affirming the Appellate Court except for the remand portion.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Are Exhibits K and L protected by attorney-client privilege? | Lash argues the documents are privileged under Shew and related statutes. | The commission contends the documents on their face do not establish privilege without extrinsic evidence. | Yes; the documents are privileged. |
| Was remanding for in camera review proper to determine privilege? | Remand was necessary to apply Shew's four-factor test. | Extrinsic review not required; the documents' face shown insufficient for privilege. | Remand unnecessary; court may conduct in camera review and resolve privilege. |
| Did the civil penalty against Lash survive after appellate findings? | Penalty supported by the commission's findings of violations. | Appellate Court reversed relevant findings, invalidating the basis for the penalty. | Penalty cannot stand; reversed to the extent of remand. |
Key Cases Cited
- Shew v. Freedom of Information Commission, 245 Conn. 149 (1998) (establishes the four-factor test for attorney-client privilege)
- Maxwell v. Freedom of Information Commission, 260 Conn. 143 (2002) (identifies identical privilege elements under statutory and common law)
- Stamford v. Freedom of Information Commission, 241 Conn. 310 (1997) (conduct of in camera review can occur in judicial review of exemptions)
- Blumenthal v. Kimber Mfg., Inc., 265 Conn. 1 (2003) (confidentiality factors and limited distribution support privilege)
- New Haven v. Freedom of Information Commission, 205 Conn. 767 (1988) (burden on claimant to show exemption with sufficiently detailed record)
- Dept. of Public Safety v. Freedom of Information Commission, 298 Conn. 703 (2010) (administrative review standard and scope under UDPAA)
