775 F.3d 1006
8th Cir.2014Background
- Colbert was convicted in state court of disorderly conduct and refusal to submit to arrest (a lesser included offense of resisting arrest).
- At a traffic court appearance, Colbert alleges Deputy Chapman and other officers provoked and then used force: grabbing, shouting, handcuffing, throwing him against a wall and floor (causing a nosebleed), tasing twice, hog-tying, and dragging him from the courtroom.
- Colbert sued under 42 U.S.C. § 1983 claiming unreasonable seizure and excessive force by the officers, including Chapman.
- The district court dismissed Colbert’s claims against Chapman under Heck v. Humphrey and denied reconsideration; Colbert appealed the excessive-force dismissal only.
- The Eighth Circuit reviewed the Heck dismissal de novo and considered whether a successful excessive-force claim would necessarily imply invalidity of Colbert’s convictions.
- The court reversed the dismissal, holding that an excessive-force finding would not necessarily invalidate the state convictions and remanded for further proceedings.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Heck v. Humphrey bars Colbert's § 1983 excessive-force claim | Colbert argues excessive force can be proven without negating his resisting/harassment convictions (force may have occurred after resistance or despite lawful conviction) | Chapman argued Heck requires dismissal because a judgment for excessive force would imply invalidity of the state convictions | Reversed: Heck does not bar the excessive-force claim because proving excessive force would not necessarily invalidate the convictions |
| Whether appellate court should decide failure-to-state-a-claim argument raised for first time on appeal | Colbert did not raise merits challenge in district court; Chapman asked appellate court to affirm on that ground | Chapman urged affirmance on 12(b)(6) ground | Court declined to consider the new Rule 12(b)(6) argument on appeal; left for district court |
Key Cases Cited
- Heck v. Humphrey, 512 U.S. 477 (1994) (§ 1983 damages action that would necessarily imply invalidity of conviction must be dismissed unless conviction invalidated)
- Entzi v. Redmann, 485 F.3d 998 (8th Cir. 2007) (Heck dismissal reviewed de novo)
- Sullivan v. Gagnier, 225 F.3d 161 (2d Cir. 2000) (conviction for resisting can coexist with an excessive-force finding)
- Hadley v. Gutierrez, 526 F.3d 1324 (11th Cir. 2008) (excessive force after resistance does not undo conviction for earlier resistance)
- Bush v. Strain, 513 F.3d 492 (5th Cir. 2008) (post-resistance excessive-force claim not barred by Heck)
- VanGilder v. Baker, 435 F.3d 689 (7th Cir. 2006) (rejecting view that resistance permits any subsequent police force without liability)
- Huey v. Stine, 230 F.3d 226 (6th Cir. 2000) (degree of force is analytically distinct from criminal violation)
- Martinez v. City of Albuquerque, 184 F.3d 1123 (10th Cir. 1999) (resisting-arrest conviction can coexist with a finding of excessive force)
- Nelson v. Jashurek, 109 F.3d 142 (3d Cir. 1997) (lawful arrest carried out in an unlawful manner can support § 1983 recovery)
