L.M. v. Shelby County Department of Human Resources
86 So. 3d 377
Ala. Civ. App.2011Background
- The Shelby County DHR initially removed the children in December 2007 after the youngest child tested positive for cocaine at birth.
- The children were returned to the parents in December 2008, but the parents missed several drug screens in late 2008 and early 2009, leading to renewed concerns.
- The children were removed again on September 16, 2009, after the mother tested positive for cocaine on September 17, 2009, and DHR filed its first petitions to terminate parental rights.
- In March 2010 the juvenile court denied the first petitions to terminate, citing no illegal-drug positives since removal and ordering continued services and testing.
- DHR filed a second round of termination petitions on August 9, 2010, alleging ongoing inability or unwillingness to provide a fit home; a February 2011 ore tenus hearing followed with a judgment terminating parental rights.
- On appeal, the Alabama Court of Civil Appeals reversed the termination as to the father (finding no clear and convincing evidence he could not protect the children) and reversed/remanded as to the mother (finding viable custody by the father as a possible alternative).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether res judicata barred the second termination from considering pre-judgment evidence. | Father: res judicata should bar pre-judgment evidence; Mother: second bite barred. | DHR: second petition based on new, changed circumstances; not barred. | Res judicata did not bar admission of pre-judgment evidence; new facts allowed second action. |
| Whether the father's rights could be terminated based solely on his relationship with the mother and presumed danger from her substance abuse. | Termination proper because father did not sever the relationship and could not protect children. | Father was not shown informed of a barrier; insufficient clear and convincing evidence he failed to adjust. | Reversed as to the father; there was no clear and convincing evidence he could not protect the children. |
| Whether the mother's termination was supported where a viable alternative custody arrangement with the father supervision existed. | Mother's ongoing substance abuse justified termination. | Custody to the father with DHR supervision could be a viable alternative; no harm if not terminated. | Terminated mother’s rights reversed; remanded for possible custody arrangement with father supervised by DHR. |
Key Cases Cited
- Dairyland Ins. Co. v. Jackson, 566 So.2d 723 (Ala. 1990) (same-evidence test for res judicata in separate actions)
- Scott v. Prince George’s Cnty. Dep’t of Soc. Servs., 545 A.2d 81 (Md. App. 1988) (second termination trials may include prior evidence if new facts arise)
- Ex parte Beasley, 564 So.2d 950 (Ala. 1990) (Beasley two-pronged test for termination; viable alternatives required)
- H.H. v. Baldwin Cnty. Dep’t of Human Res., 989 So.2d 1094 (Ala.Civ.App. 2007) (communication of barriers to reunification is essential)
- T.B. v. DeKalb County Dep’t of Human Resources, 12 So.3d 90 (Ala.Civ.App. 2008) (custody and visitation matters are not res judicata; changed circumstances may apply)
- J.C. v. State Dep’t of Human Res., 986 So.2d 1172 (Ala.Civ.App. 2007) (ore tenus findings are presumed correct unless plainly wrong)
- R.L.M.S. v. Etowah Cnty. Dep’t of Human Res., 37 So.3d 805 (Ala.Civ.App. 2009) (termination findings may rely on totality of circumstances)
- V.G. v. Madison Cnty. Dep’t of Human Res., 989 So.2d 550 (Ala.Civ.App. 2008) (dependency can be based on totality of circumstances)
