Kevin McCarthy v. Nancy Pelosi
5f4th34
D.C. Cir.2021Background
- In May 2020, the House adopted House Resolution 965 to permit Members to vote and be recorded as present by proxy during a COVID-19 public-health emergency.
- The Resolution allows the Speaker (or designee), after notification by the Sergeant-at-Arms and consultation with the Attending Physician, to designate a "covered period" (45 days, extendable 45 days) in which proxy voting is permitted.
- Proxy procedures require a signed letter to the Clerk naming the proxy and specifying vote instructions for each item; no blanket/general proxies are allowed; proxies must be announced on the floor and the Clerk maintains a public proxy list; proxy Members count for quorum.
- Speaker Pelosi authorized proxy voting in May 2020; extensions followed and the policy was implemented.
- House Minority Leader Kevin McCarthy, other Representatives, and constituents sued Speaker Pelosi, the Clerk, and the Sergeant-at-Arms, seeking declaratory and injunctive relief that H.R. 965 and its implementation are unconstitutional because Representatives must participate in person.
- The district court dismissed the suit, concluding the Speech or Debate Clause bars judicial inquiry; the plaintiffs appealed to the D.C. Circuit.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the Speech or Debate Clause bars judicial review of the implementation of H.R. 965 (proxy voting) | Implementation acts (notification, designation, accepting proxy letters, counting proxy votes) are administrative/executive, not legislative, so not protected by the Clause | Clause bars questioning of legislative acts and extends to legislative implementation; the acts challenged are integral legislative acts (voting, quorum rules) | The Speech or Debate Clause bars the suit; implementation actions challenged are legislative acts and immune from judicial inquiry |
| Whether the court must decide plaintiffs’ standing | Plaintiffs claim injury-in-fact from quorum and voting changes and assert standing | Defendants argued lack of standing; alternatively relied on Speech or Debate immunity | Court affirmed dismissal on Speech or Debate Clause grounds and did not reach standing |
Key Cases Cited
- United States v. Johnson, 383 U.S. 169 (1966) (purpose of Speech or Debate Clause—to protect legislative independence)
- Gravel v. United States, 408 U.S. 606 (1972) (Clause extends beyond literal speech/debate to legislative acts and to aides when performing legislative acts)
- Doe v. McMillan, 412 U.S. 306 (1973) (Clause protects "legislative acts")
- Kilbourn v. Thompson, 103 U.S. 168 (1880) (distinguishes non-legislative execution of authority that falls outside Clause)
- Eastland v. U.S. Servicemen's Fund, 421 U.S. 491 (1975) (broad reading of Clause to protect congressional functions)
- Consumers Union of United States, Inc. v. Periodical Correspondents' Ass'n, 515 F.2d 1341 (D.C. Cir. 1975) (administration and enforcement of internal House rules are legislative acts covered by the Clause)
- Walker v. Jones, 733 F.2d 923 (D.C. Cir. 1984) (distinguishes personnel/administrative matters not properly characterized as legislative)
- Rangel v. Boehner, 785 F.3d 19 (D.C. Cir. 2015) (jurisdictional objections must be resolved before merits; discussion of Speech or Debate Clause scope)
- Dombrowski v. Eastland, 387 U.S. 82 (1967) (example of limits where Speech or Debate protections were unavailable to employees not performing legislative acts)
- Powell v. McCormack, 395 U.S. 486 (1969) (limits of legislative immunity where conduct was not legislative)
- Sinochem Int'l Co. v. Malaysia Int'l Shipping Corp., 549 U.S. 422 (2007) (courts may address jurisdictional issues in any order)
