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Kevin Calderone v. Michael Scott
838 F.3d 1101
11th Cir.
2016
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Background

  • Four named employees sued Lee County Sheriff Michael Scott under the FLSA (29 U.S.C. § 201 et seq.) and the Florida Minimum Wage Act (FMWA), alleging unpaid off-the-clock work.
  • District Court conditionally certified an FLSA § 216(b) collective action (opt-in) and sent notice; 64 additional plaintiffs opted in (68 total).
  • The District Court denied certification under Rule 23(b)(3) for the FMWA state-law class (opt-out), reasoning that overlapping opt-in and opt-out class actions are "mutually exclusive and irreconcilable," and relied on LaChapelle.
  • Plaintiffs sought permission to appeal the Rule 23 denial under Rule 23(f); the Eleventh Circuit granted interlocutory review.
  • The Eleventh Circuit reversed: § 216(b) does not preclude a contemporaneous state-law Rule 23(b)(3) class action; the court remanded for the District Court to adjudicate Rule 23(a)/(b)(3) requirements and supplemental jurisdiction under 28 U.S.C. § 1367(a).

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether an FLSA § 216(b) collective action may proceed simultaneously with a state-law Rule 23(b)(3) class action Plaintiffs: the FLSA's text and history do not bar concurrent state-law opt-out class actions; both can proceed together Sheriff Scott: LaChapelle and practical conflicts make opt-in and opt-out class actions irreconcilable; overlap would cause confusion and inefficiency Court: Reversed. § 216(b) does not preclude a concurrent Rule 23(b)(3) state-law class action; they may coexist.
Whether LaChapelle controls the outcome Plaintiffs: LaChapelle addressed a different statute (ADEA) that expressly invoked § 216(b); it does not bar concurrent state-law class actions here Sheriff Scott: District Court reasonably relied on LaChapelle to find mutual exclusivity Court: LaChapelle is inapposite; the District Court misapplied it, so reliance constituted an abuse of discretion.
Whether case-management/confusion concerns justify denying Rule 23(b)(3) certification Plaintiffs: separate tailored notices and scheduling can avoid confusion; courts routinely manage such issues Sheriff Scott: overlapping notices and different opt-in/opt-out regimes will confuse class members and complicate proceedings Court: Practical concerns are manageable; separate notices or scheduling adjustments mitigate confusion; not a compelling reason to deny certification.

Key Cases Cited

  • LaChapelle v. Owens-Illinois, Inc., 513 F.2d 286 (5th Cir. 1975) (held ADEA enforcement had to follow § 216(b) opt-in scheme)
  • Hoffmann-La Roche, Inc. v. Sperling, 493 U.S. 165 (Sup. Ct.) (describing efficiency and benefits of collective/class actions)
  • Hipp v. Liberty Nat'l Life Ins. Co., 252 F.3d 1208 (11th Cir.) (standard for § 216(b) "similarly situated" inquiry at certification)
  • Little v. T-Mobile USA, Inc., 691 F.3d 1302 (11th Cir.) (standard of review for class-certification decisions)
  • Vega v. T-Mobile USA, Inc., 564 F.3d 1256 (11th Cir.) (Rule 23(a)/(b)(3) requirements explained)
  • Cameron-Grant v. Maxim Healthcare Servs., Inc., 347 F.3d 1240 (11th Cir.) (opt-out class members are bound unless they affirmatively exclude themselves)
  • Ervin v. OS Rest. Servs., Inc., 632 F.3d 971 (7th Cir.) (district-court management can address notice confusion; concurrent actions permissible)
  • Knepper v. Rite Aid Corp., 675 F.3d 249 (3d Cir.) (discussing Portal-to-Portal Act history and § 216(b) opt-in rationale)
  • Amchem Prods., Inc. v. Windsor, 521 U.S. 591 (Sup. Ct.) (history of the 1966 Rule 23(b)(3) opt-out innovation)
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Case Details

Case Name: Kevin Calderone v. Michael Scott
Court Name: Court of Appeals for the Eleventh Circuit
Date Published: Sep 28, 2016
Citation: 838 F.3d 1101
Docket Number: 15-14187
Court Abbreviation: 11th Cir.