Keith Hoglund v. Ron Neal
959 F.3d 819
7th Cir.2020Background
- Defendant Keith Hoglund was convicted (2010 jury) of repeatedly molesting his daughter A.H.; sentenced to 50 years. A.H. gave graphic, consistent testimony of oral sex beginning at age ~4–5 until about age 7.
- Three experts (pediatrician Dr. Butler, counselor Shestak, psychologist Dr. Mayle) testified about statements A.H. made to them; they also gave opinions tending to vouch for her credibility.
- Defense counsel lodged some hearsay objections and some objections to vouching but did not consistently challenge admissibility under Indiana Rule 803(4) (medical-diagnosis exception) or the foundation that the child understood the diagnostic purpose.
- On direct appeal the Indiana Supreme Court overruled Lawrence v. State (ending permissible indirect vouching) but held the vouching error harmless; the post-conviction court found counsel deficient for some failures but held any errors harmless under Strickland.
- Hoglund sought federal habeas relief raising (1) ineffective assistance for failing to object to hearsay/foundation for 803(4) and (2) due-process violation from expert vouching; the district court denied relief and certified appealability on the two issues (and procedural-default question).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Ineffective assistance — counsel failed to object to experts’ hearsay under medical exception (803(4)) | Counsel performed deficiently by not challenging foundation that A.H. understood visits were for diagnosis/treatment; this prejudiced outcome. | Even if deficient, the errors were harmless: A.H.’s compelling, consistent testimony plus Hoglund’s incriminating statements and other evidence show no reasonable probability of a different result. | State post-conviction court found deficiency but no prejudice; federal court affirmed—AEDPA deference and, even de novo, no Strickland prejudice. |
| Due process — admission of experts’ vouching testimony | Vouching (direct and indirect) improperly bolstered the victim’s credibility and deprived Hoglund of a fundamentally fair trial. | At trial Lawrence permitted limited indirect vouching; after Lawrence was overruled, the error was harmless because A.H.’s testimony was strong and vouching was cumulative. | Not procedurally defaulted; federal court held the vouching errors did not create a significant likelihood an innocent person was convicted and affirmed denial of habeas relief. |
| Procedural default of due-process vouching claim | State filings focused on evidentiary rules, not federal constitutional law, so claim should be barred. | Fair presentment was sufficient; state courts understood the federal implications. | Federal court found the vouching claim was not procedurally defaulted and reached the merits. |
| Standard of prejudice / AEDPA deference | State courts applied too stringent a harmless-error standard (arguably not Strickland’s reasonable-probability test). | State courts applied Strickland and harmless-error concepts reasonably; regardless, de novo review finds no reasonable probability of a different outcome. | Federal court declined to find an unreasonable application of federal law; even on independent review, no Strickland prejudice. |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (1984) (standard for ineffective assistance: deficient performance + reasonable-probability prejudice)
- Harrington v. Richter, 562 U.S. 86 (2011) (AEDPA deference: state-court decisions must be unreasonable, not merely incorrect)
- Howard v. O'Sullivan, 185 F.3d 721 (7th Cir. 1999) (due-process test for prejudicial evidentiary error: significant likelihood an innocent person was convicted)
- Lawrence v. State, 464 N.E.2d 923 (Ind. 1984) (former Indiana rule permitting limited indirect expert vouching)
- Hoglund v. State, 962 N.E.2d 1230 (Ind. 2012) (Indiana Supreme Court overruling Lawrence but holding the vouching admission harmless)
- Jordan v. Hepp, 831 F.3d 837 (7th Cir. 2016) (prosecutorial vouching can be presumptively prejudicial when the case is not otherwise strong)
