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Keith Hoglund v. Ron Neal
959 F.3d 819
7th Cir.
2020
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Background

  • Defendant Keith Hoglund was convicted (2010 jury) of repeatedly molesting his daughter A.H.; sentenced to 50 years. A.H. gave graphic, consistent testimony of oral sex beginning at age ~4–5 until about age 7.
  • Three experts (pediatrician Dr. Butler, counselor Shestak, psychologist Dr. Mayle) testified about statements A.H. made to them; they also gave opinions tending to vouch for her credibility.
  • Defense counsel lodged some hearsay objections and some objections to vouching but did not consistently challenge admissibility under Indiana Rule 803(4) (medical-diagnosis exception) or the foundation that the child understood the diagnostic purpose.
  • On direct appeal the Indiana Supreme Court overruled Lawrence v. State (ending permissible indirect vouching) but held the vouching error harmless; the post-conviction court found counsel deficient for some failures but held any errors harmless under Strickland.
  • Hoglund sought federal habeas relief raising (1) ineffective assistance for failing to object to hearsay/foundation for 803(4) and (2) due-process violation from expert vouching; the district court denied relief and certified appealability on the two issues (and procedural-default question).

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Ineffective assistance — counsel failed to object to experts’ hearsay under medical exception (803(4)) Counsel performed deficiently by not challenging foundation that A.H. understood visits were for diagnosis/treatment; this prejudiced outcome. Even if deficient, the errors were harmless: A.H.’s compelling, consistent testimony plus Hoglund’s incriminating statements and other evidence show no reasonable probability of a different result. State post-conviction court found deficiency but no prejudice; federal court affirmed—AEDPA deference and, even de novo, no Strickland prejudice.
Due process — admission of experts’ vouching testimony Vouching (direct and indirect) improperly bolstered the victim’s credibility and deprived Hoglund of a fundamentally fair trial. At trial Lawrence permitted limited indirect vouching; after Lawrence was overruled, the error was harmless because A.H.’s testimony was strong and vouching was cumulative. Not procedurally defaulted; federal court held the vouching errors did not create a significant likelihood an innocent person was convicted and affirmed denial of habeas relief.
Procedural default of due-process vouching claim State filings focused on evidentiary rules, not federal constitutional law, so claim should be barred. Fair presentment was sufficient; state courts understood the federal implications. Federal court found the vouching claim was not procedurally defaulted and reached the merits.
Standard of prejudice / AEDPA deference State courts applied too stringent a harmless-error standard (arguably not Strickland’s reasonable-probability test). State courts applied Strickland and harmless-error concepts reasonably; regardless, de novo review finds no reasonable probability of a different outcome. Federal court declined to find an unreasonable application of federal law; even on independent review, no Strickland prejudice.

Key Cases Cited

  • Strickland v. Washington, 466 U.S. 668 (1984) (standard for ineffective assistance: deficient performance + reasonable-probability prejudice)
  • Harrington v. Richter, 562 U.S. 86 (2011) (AEDPA deference: state-court decisions must be unreasonable, not merely incorrect)
  • Howard v. O'Sullivan, 185 F.3d 721 (7th Cir. 1999) (due-process test for prejudicial evidentiary error: significant likelihood an innocent person was convicted)
  • Lawrence v. State, 464 N.E.2d 923 (Ind. 1984) (former Indiana rule permitting limited indirect expert vouching)
  • Hoglund v. State, 962 N.E.2d 1230 (Ind. 2012) (Indiana Supreme Court overruling Lawrence but holding the vouching admission harmless)
  • Jordan v. Hepp, 831 F.3d 837 (7th Cir. 2016) (prosecutorial vouching can be presumptively prejudicial when the case is not otherwise strong)
Read the full case

Case Details

Case Name: Keith Hoglund v. Ron Neal
Court Name: Court of Appeals for the Seventh Circuit
Date Published: May 14, 2020
Citation: 959 F.3d 819
Docket Number: 18-2949
Court Abbreviation: 7th Cir.