943 F.3d 882
9th Cir.2019Background
- The City of Seattle adopted MDAR 08-01 (2008) and later MDAR 17-01 (2017) setting procedures for removing unauthorized encampments; WSDOT issued similar Guidelines for state right-of-way.
- Four unhoused individuals (Willis et al.) sued on behalf of ~2,000 similarly situated persons, alleging City/WSDOT "sweeps" destroyed personal property in violation of the Fourth and Fourteenth Amendments and parallel Washington constitutional provisions.
- Plaintiffs moved to certify a Rule 23(b)(2) class seeking declaratory and injunctive relief against the alleged sweep practices; the district court found numerosity but denied certification for lack of commonality and a uniform, class-wide practice.
- Plaintiffs submitted many declarations, photos, and videos but (by their own admission) acknowledged that "each sweep is different," and they did not identify a single written policy application that uniformly caused the alleged injuries in the class-certification motion.
- The Ninth Circuit affirmed the denial of class certification, holding plaintiffs failed to proffer sufficient evidence of a common, uniform practice and did not properly present a facial challenge in the certification motion; Judge Christen concurred in part and dissented in part, arguing the facial claims were pleaded and the district court should have addressed them and remanded.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether plaintiffs met Rule 23(a) commonality | Plaintiffs: "sweeps" follow policies/practices that destroy property and raise common constitutional questions | City/WSDOT: sweeps vary; no single uniform practice or injury across class | Court: No commonality; certification properly denied |
| Whether plaintiffs raised a facial challenge to MDAR/WSDOT Guidelines | Plaintiffs: policies fail on their face (vague, give too much discretion, $100 destruction rule) | Defendants: plaintiffs advanced as-applied claims and did not present a facial challenge in the certification motion | Court: Plaintiffs did not properly present a facial challenge for Rule 23(a); court will not rewrite their argument |
| Sufficiency of evidence showing a systemic practice of unconstitutional sweeps | Plaintiffs: voluminous anecdotal evidence, declarations, videos show pattern | Defendants: evidence shows sporadic, different practices; not systemic or uniform | Court: Evidence insufficient to show a uniform, class-wide unlawful practice |
| Whether district court erred by not ruling on facial claims (concurrence/dissent issue) | Judge Christen: facial claims were pleaded and argued; district court should have ruled and remanded if needed | Majority: facial challenges were not properly presented on the certification motion; district court could defer merits | Held: Majority affirmed; Christen would remand for district court consideration of facial claims |
Key Cases Cited
- Parra v. Bashas', [citation="536 F.3d 975"] (9th Cir. 2008) (standard: abuse-of-discretion review of class-certification orders)
- Molski v. Gleich, [citation="318 F.3d 937"] (9th Cir. 2003) (Rule 23 principles in Ninth Circuit class-cert context)
- Wal-Mart Stores, Inc. v. Dukes, [citation="564 U.S. 338"] (2011) (commonality requires a common contention capable of class‑wide resolution)
- Parsons v. Ryan, [citation="754 F.3d 657"] (9th Cir. 2014) (systemic policies/practices can be the "glue" supporting class claims)
- City of Los Angeles v. Patel, [citation="576 U.S. 409"] (2015) (definition and standards for facial challenges)
- Just Film, Inc. v. Buono, [citation="847 F.3d 1108"] (9th Cir. 2017) (plaintiff bears the burden to demonstrate Rule 23 requirements)
- Washington State Grange v. Washington State Republican Party, [citation="552 U.S. 442"] (2008) (courts should avoid broader constitutional rulings than necessary)
- Amgen Inc. v. Connecticut Ret. Plans & Trust Funds, [citation="568 U.S. 455"] (2013) (limited merits inquiry at certification stage)
- Mathews v. Eldridge, [citation="424 U.S. 319"] (1976) (due process balancing framework)
- Edwards v. First Am. Corp., [citation="798 F.3d 1172"] (9th Cir. 2015) (legal errors in class-certification orders can be per se abuses of discretion)
