976 F.3d 1055
9th Cir.2020Background
- In 2004 Karen Denise Chades was convicted of first-degree murder in California; her conviction was affirmed on direct appeal.
- In 2007 she filed a federal habeas petition alleging trial counsel was ineffective for failing to investigate a PTSD-based imperfect self-defense theory tied to childhood sexual abuse; the district court denied relief on the merits and this court later affirmed on other grounds.
- In 2016 Chades filed a state habeas petition presenting new evidence (her testimony, family corroboration, and a psychologist) supporting PTSD; the state trial court denied relief as meritless and procedurally barred; state appellate review was denied.
- Chades then applied to the Ninth Circuit for authorization to file a second or successive federal habeas petition, arguing her first federal habeas counsel was ineffective for failing to develop the PTSD claim — so §2244(b)(1)’s waiver/ dismissal of repeated claims is unconstitutional as applied.
- The Ninth Circuit concluded it lacked authority under AEDPA to authorize filing of the proposed successive petition, refused to reach the as-applied constitutional challenge to §2244, declined to transfer the matter to the district court, and noted the Supreme Court remains an available forum.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the court may authorize filing of Chades’s second-or-successive habeas petition under AEDPA | Chades: her initial federal habeas counsel was ineffective in failing to develop the PTSD claim, so she should be allowed to file a successive petition to raise that claim | Respondent: AEDPA §2244(b)(1) requires dismissal of claims presented in a prior petition; court lacks authority to authorize such filings | Denied — the court lacks jurisdiction under AEDPA to authorize filing of a petition that does not meet §2244(b)(2) exceptions |
| Whether the court can ignore AEDPA and adjudicate the claim under its constitutional jurisdiction (as-applied challenge) | Chades: §2244(b)(1) is unconstitutional as applied because she was deprived of effective post-conviction counsel | Respondent: Felker and subsequent precedent accept AEDPA’s successive-petition limits; statute regulates repetitious petitions and does not suspend the writ | Court declined to exercise constitutional jurisdiction and rejected setting aside §2244; relied on Felker and related precedent |
| Whether the panel should treat the filing as an original habeas petition and transfer it to the district court | Chades: transfer would allow the district court to consider her due-process claim | Respondent: transfer would be futile because district courts lack jurisdiction over successive petitions absent circuit authorization | Court refused to transfer, concluding district court would be without power to entertain the successive petition |
| Whether Chades’s state-court merits ruling (and AEDPA deference) defeats her as-applied attack | Chades: new evidence shows prejudice from trial counsel’s failure; post-conviction counsel’s failures prejudiced her | Respondent: State court reasonably found no prejudice; if underlying claim lacks merit then post-conviction counsel cannot be shown prejudicially ineffective | Concurring judge: even on the merits the state-court conclusion was reasonable; therefore Chades cannot show prejudice or succeed in as-applied challenge; concurrence agrees in judgment |
Key Cases Cited
- Felker v. Turpin, 518 U.S. 651 (1996) (upholding AEDPA’s successive-petition restrictions against Suspension Clause attack)
- Strickland v. Washington, 466 U.S. 668 (1984) (two-part test for ineffective assistance of counsel: deficient performance and prejudice)
- Cooper v. Calderon, 274 F.3d 1270 (9th Cir. 2001) (court lacks authority under AEDPA to authorize successive petitions that do not meet statutory exceptions)
- In re Bowles, 935 F.3d 1210 (11th Cir. 2019) (AEDPA strips district courts of jurisdiction to hear successive claims without appellate authorization)
- Bannister v. Bowersox, 128 F.3d 621 (8th Cir. 1997) (rejecting argument that §2244(b)(1) denies a judicial forum for colorable constitutional claims)
- Alley v. Bell, 392 F.3d 822 (6th Cir. 2004) (finding Suspension Clause can accommodate AEDPA’s limits)
- Zimmerman v. Spears, 565 F.2d 310 (5th Cir. 1977) (addressing appellate transfer of habeas petitions)
- Arreola-Arreola v. Ashcroft, 383 F.3d 956 (9th Cir. 2004) (district court jurisdiction considerations for transferred petitions)
