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Kaplin v. Lower Merion Township
2011 Pa. Commw. LEXIS 225
| Pa. Commw. Ct. | 2011
Read the full case

Background

  • Requester seeks RTKL records related to a 600-unit Righters Ferry development before a township board decision.
  • Township initially disclosed some records but with exemptions: internal predecisional deliberations, attorney-client privilege, and draft zoning amendments.
  • OOR and trial court differed on whether certain Board-Staff communications were internal and deliberative under RTKL §708(b)(10)(i).
  • Second RTKL request narrowed time to November 17, 2009–December 9, 2009; Township again withheld some records as deliberative or privileged.
  • Court addresses whether Board communications can be deliberative pre-decision, and whether staff-board communications can be internal under RTKL.
  • Court affirms trial court, holding certain Board–staff communications fall within the RTKL predecisional deliberation exemption.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Board communications before MPC-deliberation period are exempt Kaplin argues predeliberation communications cannot be deliberative. Lower Merion argues predecisional deliberations can occur prior to MPC-deliberation window. Board communications may be deliberative even before the MPC period.
Whether Board–Township staff communications can be internal for RTKL purposes Requests imply such communications are not internal due to staff opposing the Application. Communications can be internal or between agency members/employees of another agency under RTKL. These communications can be internal or considered predecisional deliberations between agencies.
Whether attorney-client privilege applies to emails involving Township solicitor and special counsel Township failed to prove privilege; some emails not privileged. Privilege applies to confidential communications between solicitor, staff, and counsel regarding the Application. Privilege applied to certain emails; disclosure limited accordingly.
Whether the RTKL exemptions override due process concerns under MPC/ Sunshine Act Records involving ex parte or improper deliberations should be non-exempt. RTKL exemptions address internal deliberations; due process concerns are separate avenues for challenge. RTKL exemptions govern; remedies lie in the Board’s adverse decision appeal.

Key Cases Cited

  • Commonwealth v. Vartan, 557 Pa. 390, 733 A.2d 1258 (Pa. 1999) (predecisional deliberations scope includes internal/external agency communications)
  • Stein v. Plymouth Township, 994 A.2d 1179 (Pa.Cmwlth. 2010) (RTKL disclosures and procedural remedies; discovery not applicable)
  • Wistuk v. Lower Mount Bethel Township Zoning Hearing Bd., 592 Pa. 419, 925 A.2d 768 (Pa. 2007) (deliberations vs. hearings; tolling 45-day period clarified)
  • Allegheny County Dept. of Administrative Services v. A Second Chance, Inc., 13 A.3d 1025 (Pa.Cmwlth. 2011) (scope of RTKL review for factual findings and law)
  • Piasecki v. Department of Transportation, Bureau of Driver Licensing, 6 A.3d 1067 (Pa.Cmwlth. 2010) (scope of RTKL and administrative record standards)
Read the full case

Case Details

Case Name: Kaplin v. Lower Merion Township
Court Name: Commonwealth Court of Pennsylvania
Date Published: May 5, 2011
Citation: 2011 Pa. Commw. LEXIS 225
Docket Number: 1701 C.D. 2010, No. 1702 C.D. 2010, No. 1703 C.D. 2010
Court Abbreviation: Pa. Commw. Ct.