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69 F.4th 544
9th Cir.
2023
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Background

  • Josue Umana-Escobar, a Salvadoran national, entered the U.S. unlawfully in 2012; DHS served an NTA that omitted the date/time (it listed hearing time as “to be determined”).
  • He conceded removability, participated in proceedings without ever objecting to the NTA defect, and pursued asylum, withholding, and CAT relief based on his father’s 2009 murder, his brother’s 2011 shooting, and a subsequent threat to the family.
  • The IJ found him credible but denied asylum and withholding for failure to show nexus between protected ground and harm, and denied CAT relief for lack of government involvement/acquiescence.
  • The BIA affirmed the IJ’s merits rulings, rejected the jurisdictional challenge to the defective NTA, and declined to administratively close the case under Matter of Castro-Tum.
  • While this appeal was pending the Attorney General issued Matter of Cruz‑Valdez, reinstating the BIA’s authority to administratively close; on appeal Umana‑Escobar advanced a new claim‑processing theory for NTA defects that he had not raised before the BIA.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Defective NTA / claim‑processing violation The defective NTA (missing time/place) amounted to a claim‑processing violation requiring termination. The BIA was not put on notice of a claim‑processing theory; petitioner raised only a jurisdictional argument below. Dismissed for lack of jurisdiction (failure to exhaust claim‑processing theory).
Administrative closure authority BIA should administratively close so petitioner can seek a waiver. BIA previously lacked authority under Castro‑Tum; but Cruz‑Valdez reinstated authority. Remanded to the BIA for reconsideration in light of Cruz‑Valdez.
Nexus standard and standard of review IJ/BIA wrongly applied nexus standard and BIA reviewed nexus for clear error instead of de novo. Government argued the BIA’s clear‑error phrasing was proper because motives are factual. Remanded: BIA applied wrong standard of review (must review nexus as a legal question de novo; factual findings for clear error).
CAT—government involvement/acquiescence Government officials were involved or would acquiesce in torture. Record shows investigations and prosecutions after the father’s murder and investigation of brother’s attack; no evidence mayor or officials would acquiesce. Denied: substantial evidence supports BIA’s denial of CAT relief (no government involvement/acquiescence).

Key Cases Cited

  • Bare v. Barr, 975 F.3d 952 (9th Cir. 2020) (exhaustion requires raising non‑constitutional claims below to give BIA notice)
  • Arsdi v. Holder, 659 F.3d 925 (9th Cir. 2011) (no precise legal terminology required to exhaust; BIA must have notice)
  • Fort Bend Cnty. v. Davis, 139 S. Ct. 1843 (2019) (claim‑processing rules may be forfeited if not timely raised)
  • Garcia v. Wilkinson, 988 F.3d 1136 (9th Cir. 2021) (standards of review: legal questions de novo; factual findings for clear error)
  • Barajas‑Romero v. Lynch, 846 F.3d 351 (9th Cir. 2017) (nexus is required element for asylum/withholding)
  • Parussimova v. Mukasey, 555 F.3d 734 (9th Cir. 2009) (definition of "central reason" for asylum nexus)
  • Ridore v. Holder, 696 F.3d 907 (9th Cir. 2012) (remand to BIA when wrong legal standard applied is appropriate)
  • Ornelas‑Chavez v. Gonzales, 458 F.3d 1052 (9th Cir. 2006) (when BIA applies wrong legal standard, court remands rather than conducting independent review)
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Case Details

Case Name: Josue Umana-Escobar v. Merrick Garland
Court Name: Court of Appeals for the Ninth Circuit
Date Published: Mar 17, 2023
Citations: 69 F.4th 544; 62 F.4th 1223; 19-70964
Docket Number: 19-70964
Court Abbreviation: 9th Cir.
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