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572 F. App'x 114
3rd Cir.
2014
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Background

  • Appellants near the St. Croix Alumina Refinery suffered red mud exposure after Hurricane Georges in 1998, alleging injuries, property damage, and emotional distress.
  • The refinery produced bauxite and caustic soda; residue (red mud) is highly alkaline and potentially harmful, unlike inert bauxite.
  • After the storm, residents reported red dust contamination; EPA/DPNR testing confirmed the material as bauxite.
  • District Court granted summary judgment on the personal injury claims for lack of causation, but denied summary judgment on property damage, which was later settled while preserving appeal rights.
  • The District Court excluded four proposed experts (three engineers/scientists, one physician) under Daubert/Fed. R. Evid. 702, finding their methods unreliable or not fitting the case.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether exclusion of experts was proper Tarr, Bock, Kleppinger, Brautbar should testify on causation. Expert methodologies were unreliable or not fit for causation. District Court properly excluded the expert testimony; affirmed
Necessity of expert testimony for causation Causation can be proven without experts due to obvious injuries. Causation in toxic tort requires expert testimony. Expert testimony required; summary judgment affirmed
Emotional distress without physical injury Restatement § 929 allows emotional distress from property harm without physical injury. Argument waived and released by settlement; not properly raised. Waived/settlement precludes; no emotional distress recovery
Punitive damages Evidence shows reckless conduct creating substantial risk. Evidence is insufficient for punitive damages. Insufficient showing of evil motive or reckless indifference; punitive damages denied

Key Cases Cited

  • Padillas v. Stork-Gamco, Inc., 186 F.3d 412 (3d Cir. 1999) (Daubert in limine considerations not always required)
  • In re Paoli R.R. Yard PCB Litig., 35 F.3d 717 (3d Cir. 1994) ( Daubert factors guide reliability of expert testimony)
  • Kumho Tire Co., Ltd. v. Carmichael, 526 U.S. 137 (S. Ct. 1999) (Daubert standard applies to all expert testimony)
  • Elcock v. Kmart Corp., 233 F.3d 734 (3d Cir. 2000) (particular opinion must be reliable and fit the case)
  • Redland Soccer Club, Inc. v. Dept. of Army of U.S., 55 F.3d 827 (3d Cir. 1995) (complex causation may require expert medical testimony)
  • ZF Meritor, LLC v. Eaton Corp., 696 F.3d 254 (3d Cir. 2012) (abuse of discretion standard; review of evidentiary rulings)
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Case Details

Case Name: Josephat Henry v. S.t Croix Alumina
Court Name: Court of Appeals for the Third Circuit
Date Published: Jul 10, 2014
Citations: 572 F. App'x 114; 12-1845, 12-1844
Docket Number: 12-1845, 12-1844
Court Abbreviation: 3rd Cir.
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