Joseph Shelton v. John Marshall
2015 U.S. App. LEXIS 13826
| 9th Cir. | 2015Background
- In 1981 Shelton, Thomas, and Silva abducted Kevin Thorpe and Laura Craig; Thorpe was shot to death and Craig was later killed. Shelton was convicted of first-degree murder (Thorpe), second-degree murder (Craig), kidnapping, theft, and weapons offenses.
- Norman Thomas, a key prosecution witness, provided the only direct testimony that Shelton premeditated and deliberated Thorpe’s killing; Shelton’s own statements and other evidence did not directly establish mens rea for first-degree murder.
- Prior to trial Thomas’s counsel arranged with the prosecutor (DA DePasquale) that Thomas would not be psychiatrically examined before testifying and murder charges against Thomas would be dropped; that agreement was not disclosed to Shelton or the jury.
- The suppressed portion of the deal concerned Thomas’s competency and the prosecution’s efforts to prevent a pre-testimony psychiatric evaluation; this information would have been powerful impeachment material.
- After Silva’s related litigation revealed the deal, Shelton brought a Brady claim in state court and federal habeas; the district court denied relief, and Shelton appealed under AEDPA.
- The Ninth Circuit held the prosecution’s nondisclosure violated Brady and granted habeas relief as to Shelton’s first-degree murder conviction for Thorpe, ordering retrial or resentencing; it affirmed the other convictions.
Issues
| Issue | Plaintiff's Argument (Shelton) | Defendant's Argument (State) | Held |
|---|---|---|---|
| Whether prosecution suppressed favorable impeachment evidence in violation of Brady | Prosecution hid a deal preventing Thomas’s psychiatric exam, which impeached his competence and credibility | The deal was not favorable/material or cumulative to impeachment presented at trial | Yes; suppression violated Brady |
| Whether the suppressed evidence was material (prejudice) under Brady/AEDPA | The jury relied on Thomas as the only direct evidence of premeditation; knowing the deal would create a reasonable probability of different verdict on first-degree murder | Shelton’s admissions and other evidence corroborated Thomas; suppression not outcome-determinative | Material as to Thorpe first-degree murder; reasonable probability of different result; relief granted as to that count |
| Whether relief should extend to other convictions (Craig murder, kidnapping, theft, weapons) | Concealment undermines overall confidence, potentially affecting other counts | Strong independent evidence supports other convictions; any error not prejudicial to those counts | Not material to other counts; convictions affirmed |
| Standard of review under AEDPA for state-court denial | De novo review of materiality because state court addressed only favorability | State court decision was last reasoned decision but did not address materiality; AEDPA deference limited | Court reviewed materiality de novo and applied Brady precedent to grant relief for Thorpe conviction |
Key Cases Cited
- Brady v. Maryland, 373 U.S. 83 (1963) (prosecution must disclose evidence favorable to accused)
- Strickler v. Greene, 527 U.S. 263 (1999) (Brady three-part test: favorable, suppressed, material)
- United States v. Bagley, 473 U.S. 667 (1985) (impeachment evidence falls within Brady)
- Giglio v. United States, 405 U.S. 150 (1972) (nondisclosure of agreements affecting witness credibility violates due process)
- Kyles v. Whitley, 514 U.S. 419 (1995) (materiality standard: reasonable probability of different result undermining confidence)
- Silva v. Brown, 416 F.3d 980 (9th Cir. 2005) (Brady error based on same undisclosed deal with Thomas; prejudicial to Thorpe conviction)
- Horton v. Mayle, 408 F.3d 570 (9th Cir. 2005) (tainted witness testimony as the centerpiece of prosecution’s case)
- Hayes v. Brown, 399 F.3d 972 (9th Cir. 2005) (suppressed impeachment material found prejudicial where witness testimony was central)
