9 F.4th 947
7th Cir.2021Background
- Jose Andrade owned a Hammond, Indiana apartment building that the City inspected and found unsafe, prompting administrative enforcement under Indiana law.
- The Hammond Board of Public Works and Safety held an evidentiary hearing; a first Board order was reversed by the Lake Superior Court for lack of notice to Andrade.
- On a second inspection and properly noticed hearing, Andrade subpoenaed the City’s Chief of Inspections for materials; the City did not comply, the Board found the building unsafe, and ordered repairs or vacancy of most units.
- Andrade sought and exhausted judicial review in Indiana state courts; the Lake Superior Court and Indiana Court of Appeals upheld the Board, and the state and U.S. Supreme Courts denied further review.
- After state appeals concluded, Andrade filed a federal complaint under 42 U.S.C. §§ 1983 and 1985 alleging due-process violations arising from pre-judicial conduct (false testimony, failure to comply with subpoena, discriminatory enforcement); the district court dismissed for lack of jurisdiction under Rooker–Feldman.
- The Seventh Circuit reversed: Andrade’s federal claims arise from independent pre-judgment injuries caused by administrative actors, so Rooker–Feldman does not bar federal jurisdiction; the case was remanded for further proceedings (preclusion defenses remain open to the district court).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Rooker–Feldman bars federal jurisdiction over Andrade’s §1983/§1985 claims arising from administrative enforcement later affirmed by state courts | Andrade: injuries stem from defendants’ pre-judgment conduct before state-court review, so claims are independent and federal court may hear them | Defendants: Andrade is a state-court loser seeking review of matters affirmed by state courts; Rooker–Feldman deprives district court of jurisdiction | Court: Rooker–Feldman does not apply because claimed injuries preceded and are separable from state-court judgments; jurisdiction exists and the case is remanded |
| Whether Andrade’s federal claims are “inextricably intertwined” with state-court judgments (thereby triggering Rooker–Feldman) | Andrade: his claims challenge administrative actors’ conduct independent of the judicial rulings | Defendants: the federal suit effectively asks the district court to overturn state judgments that affirmed the Board | Court: The correct inquiry follows Exxon — focus on source/timing of injury; here injuries were prior and independent, so they are not inextricably intertwined for Rooker–Feldman purposes |
Key Cases Cited
- Exxon Mobil Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280 (establishes the modern, narrow Rooker–Feldman test)
- Rooker v. Fidelity Trust Co., 263 U.S. 413 (original articulation that lower federal courts cannot reverse state-court judgments)
- D.C. Court of Appeals v. Feldman, 460 U.S. 462 (applied Rooker principle to certain state-court rulemaking/admission decisions)
- Verizon Maryland Inc. v. Public Service Comm’n, 535 U.S. 635 (Rooker–Feldman does not bar review of executive/administrative action)
- Sykes v. Cook County Cir. Ct. Prob. Div., 837 F.3d 736 (distinguishes injuries caused by state-court judgments from independent prior injuries)
- Swartz v. Heartland Equine Rescue, 940 F.3d 387 (example where injury flowed directly from state-court orders and Rooker–Feldman applied)
- Jakupovic v. Curran, 850 F.3d 898 (two-step Rooker–Feldman analysis and opportunity-to-raise-in-state-court inquiry)
- Iqbal v. Patel, 780 F.3d 728 (explains district-court jurisdiction over injuries from out-of-court events that state courts failed to remedy)
- Jicarilla Apache Nation v. Rio Arriba County, 440 F.3d 1202 (Tenth Circuit: administrative decisions affirmed by state courts may still be subject to federal review)
- Thana v. Board of License Comm’rs for Charles County, 827 F.3d 314 (Fourth Circuit: Rooker–Feldman does not bar federal claims challenging state administrative actions)
