871 F.3d 52
1st Cir.2017Background
- Johnston drove to victim Sullivan's home and fatally shot him; his fingerprints and DNA linked him to the crime scene and weapon.
- After being taken into custody and civilly committed under Mass. Gen. Laws ch. 123 §18(a), Johnston repeatedly told medical staff he would not answer questions without counsel present.
- Bridgewater State Hospital records included statements by Johnston denying hallucinations and other histories that contradicted his insanity/mental-responsibility defense. Trial counsel moved to admit the Bridgewater records in full.
- At trial Johnston presented psychiatric experts who testified he suffered from paranoid delusions; the Commonwealth rebutted with its own expert and Bridgewater records. The jury convicted Johnston of first-degree murder and related firearm offenses.
- State courts (SJC) rejected Johnston’s ineffective-assistance claims; the federal district court denied §2254 habeas relief. The First Circuit affirmed on appeal.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether counsel was ineffective for failing to move to suppress statements to medical/psychiatric staff after Johnston invoked his right to counsel (Fifth Amendment) | Johnston: His post-invocation psychiatric statements should have been suppressed under Miranda/Edwards/Minnick and Estelle; counsel's failure to move was objectively unreasonable under Strickland | Commonwealth/SJC: Either the Sixth Amendment framework applies (no Sixth Amendment right pre-arraignment) or, under the Fifth Amendment, precedent (and Massachusetts law) permitted admission when defendant put mental state at issue; suppression motion likely to fail | Held: No ineffective assistance — reasonable for counsel to conclude a Fifth-Amendment suppression motion would likely fail; Johnston cannot show deficient performance |
| Whether counsel was ineffective for failing to redact references to Johnston's repeated refusals to answer and requests to speak with counsel (adverse inference/prejudice) | Johnston: Jury could draw adverse inference from repeated requests to speak to counsel; counsel should have sought redaction; prejudice under Strickland | Commonwealth/SJC: The refusals played only a minor role amid extensive evidence of sanity; trial judge instructed jury not to draw adverse inference; no reasonable probability of different outcome | Held: No prejudice; SJC’s rejection of the claim was not an unreasonable application of clearly established federal law |
Key Cases Cited
- Miranda v. Arizona, 384 U.S. 436 (Miranda warnings and right to counsel before custodial interrogation)
- Edwards v. Arizona, 451 U.S. 477 (interrogation must cease after request for counsel)
- Minnick v. Mississippi, 498 U.S. 146 (custodial interrogation may not resume absent counsel even after consultation)
- Estelle v. Smith, 451 U.S. 454 (Miranda warnings required before court-ordered psychiatric exam used for prosecution’s sentencing evidence)
- Strickland v. Washington, 466 U.S. 668 (two-prong ineffective-assistance standard)
- Buchanan v. Kentucky, 483 U.S. 402 (prosecution may present psychiatric rebuttal when defendant presents psychiatric evidence)
- Kansas v. Cheever, 134 S. Ct. 596 (prosecution may use court-ordered psychiatric examination to rebut defendant’s insanity evidence)
- Premo v. Moore, 562 U.S. 115 (counsel not required to file suppression motion unless no competent attorney would think it would fail)
