997 F.3d 1060
9th Cir.2021Background
- Plaintiff John Witherow was an NDOC inmate in Unit 13 (disciplinary segregation) who used a single portable in-cell phone to place "legal" calls to his civil‑litigation attorney; the portable phones lacked caller ID.
- Correctional officer Lea Baker followed NDOC procedure: she listened briefly via control‑center speakers to confirm the recipient was a legal representative, then turned the speaker off; she periodically "checked in" later to confirm the call remained legal.
- Witherow sued under 42 U.S.C. § 1983 alleging the monitoring of his attorney calls violated his Fourth Amendment privacy rights; earlier appeals remanded the case for evaluation under Turner v. Safley.
- On remand the district court granted Baker summary judgment based on qualified immunity; the Ninth Circuit panel affirmed, concluding no Fourth Amendment right was clearly established at the time of Baker’s conduct.
- The majority declined to reach the merits (whether the monitoring was unconstitutional), resolving the case on the clearly‑established prong; a concurring/dissenting judge argued the monitoring did violate the Fourth Amendment and that the court should decide the merits.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Baker’s initial screening and intermittent "check‑ins" of calls to Witherow’s civil attorney violated the Fourth Amendment | Witherow: monitoring listened to the substance of attorney‑client calls and thus implicated a reasonable expectation of privacy in confidential legal communications | Baker: she only identified the recipient and intermittently confirmed continued legal character; inmates knew calls were screened and Van Poyck limits protection for outbound inmate calls | Court: declined to resolve the merits on this record (did not hold a Fourth Amendment violation) |
| Whether any Fourth Amendment right was "clearly established" at the time (qualified immunity) | Witherow: existing doctrines protecting attorney‑client confidentiality and cases recognizing special privacy for legal communications support that a reasonable officer should have known the monitoring was unlawful | Baker: no Supreme Court or controlling Ninth Circuit precedent put this precise conduct "beyond debate"; comparable precedents are distinguishable or post‑date the conduct | Court: no clearly established right; Baker entitled to qualified immunity |
Key Cases Cited
- Pearson v. Callahan, 555 U.S. 223 (2009) (courts have discretion to decide qualified immunity prongs in either order)
- Saucier v. Katz, 533 U.S. 194 (2001) (original two‑step qualified immunity framework)
- Ashcroft v. al‑Kidd, 563 U.S. 731 (2011) (clearly established law must place question beyond debate)
- Turner v. Safley, 482 U.S. 78 (1987) (prison regulations valid if reasonably related to legitimate penological interests)
- Nordstrom v. Ryan, 762 F.3d 903 (9th Cir. 2014) (prison officials may not read outgoing attorney‑client communications)
- Nordstrom v. Ryan, 856 F.3d 1265 (9th Cir. 2017) (policy requiring page‑by‑page review of legal mail unconstitutional)
- United States v. Van Poyck, 77 F.3d 285 (9th Cir. 1996) (no reasonable expectation of privacy in outbound inmate personal calls; distinction noted for properly placed attorney calls)
- Plumhoff v. Rickard, 572 U.S. 765 (2014) (illustrates when addressing the constitutional question first may be beneficial)
- Brosseau v. Haugen, 543 U.S. 194 (2004) (clearly established inquiry excludes later cases)
