John v. Saint Francis Hospital, Inc.
405 P.3d 681
| Okla. | 2017Background
- Patient (John) underwent cervical decompressive laminectomies and alleged post-operative paralysis and other injuries, then filed a medical negligence action without attaching the statutorily required affidavit of merit under 12 O.S. § 19.1.
- Defendants (Saint Francis, Neurological Surgery, Inc., and Dr. Koontz) moved to dismiss for failure to attach the affidavit or, alternatively, to require compliance or an indigency exception.
- The district court rejected the special-law challenge but found § 19.1 an unconstitutional impediment to court access and declined to enforce it, certifying the interlocutory order for immediate review.
- The Oklahoma Supreme Court reviewed de novo whether § 19.1 (the expert-opinion affidavit requirement) is constitutional under the Oklahoma Constitution (Art. II § 6 — access to courts; Art. V § 46 — prohibition on special laws) and prior precedent.
- The Court concluded § 19.1 functionally replicates prior invalidated affidavit statutes, creates a financially coercive pre-filing barrier for a subclass of plaintiffs, improperly removes judicial discretion, and restricts admissibility of the pre-filing expert opinion.
- Holding: § 19.1 is an unconstitutional special law and an impermissible barrier to court access; the district court order affirmed in part and reversed in part and the case remanded for further proceedings consistent with the opinion.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether § 19.1's affidavit-of-merit requirement violates the Oklahoma constitutional right of access to courts | Affidavit requirement conditions court access on ability to obtain and pay for pre-filing expert review, creating an unconstitutional monetary barrier | Requirement is a legitimate procedural gate to deter frivolous claims and applies broadly to all actions needing expert testimony | Held unconstitutional: § 19.1 imposes an impermissible impediment to access to courts and is invalid |
| Whether § 19.1 is an unconstitutional special law under Art. V, § 46 | Targets plaintiffs who need expert testimony, creating a subclass and unequal treatment compared to general negligence plaintiffs | Statute applies uniformly to all actions requiring expert testimony and thus is a general law | Held a special law: it singles out a subclass and impermissibly regulates judicial practice/evidence |
| Whether § 19.1's definitions and scope cure prior defects (vagueness re: "qualified expert" and class coverage) | Legislature intended § 19.1 to be broader and cure prior infirmities (removed indigency fee, extended scope) | Statute's text and cross-references supply definitions and show broader applicability | Held inadequate: class remains vague and the statute functionally mirrors prior invalid enactments; ambiguity shifts determinations to plaintiffs rather than courts |
| Whether mandatory dismissal provisions and limits on admissibility improperly usurp judicial discretion | Plaintiff argued mandatory dismissals and prohibitions on using the pre-filing opinion deprive courts of adjudicative authority and render the pre-filing opinion useless | Defendants argued statutory limits standardize procedure and protect pre-suit opinions while creating prompt case management | Held improper: statute removes judicial discretion, mandates dismissal absent indigency, and paradoxically limits use of compelled pre-filing opinions, further supporting unconstitutionality |
Key Cases Cited
- Zeier v. Zimmer, 152 P.3d 861 (Okla. 2006) (struck down a medical-affidavit statute as an unconstitutional special law and barrier to court access)
- Wall v. Marouk, 302 P.3d 775 (Okla. 2013) (held a professional-negligence affidavit statute created an impermissible subclass and economic barrier)
- Reynolds v. Porter, 760 P.2d 816 (Okla. 1988) (articulated the three-prong test for determining special vs. general laws)
- Robinson v. Oklahoma Nephrology Assoc., Inc., 154 P.3d 1250 (Okla. 2007) (described elements of a prima facie medical malpractice/negligence claim)
