Jewel v. National Security Agency
810 F.3d 622
| 9th Cir. | 2015Background
- Plaintiffs (Jewel and others) sued the U.S., NSA, and officials alleging large-scale warrantless Internet and phone surveillance involving AT&T and the NSA (Upstream collection and related FISA §702 activity).
- The original complaint asserted 17 claims (constitutional and statutory) seeking injunctive relief and damages; district court initially dismissed for lack of standing; Ninth Circuit reversed and remanded to consider state-secrets privilege.
- On remand the district court resolved several statutory issues (declining to dismiss on state secrets grounds in full; addressing FISA preemption, sovereign immunity, and relief limits) but left many constitutional claims unresolved.
- Three plaintiffs moved for partial summary judgment on one aspect of their Fourth Amendment Internet-interception claim (limited to Upstream collection); district court denied the motion, finding insufficient evidence of the plaintiffs’ proffered operational facts and that resolution would risk disclosure of state secrets.
- The district court then certified that single Fourth Amendment ruling as final under Fed. R. Civ. P. 54(b); the government moved to dismiss the interlocutory appeal for lack of jurisdiction.
- Ninth Circuit held the Rule 54(b) certification improper because the Fourth Amendment Internet-interception ruling is intertwined with remaining claims and parties, creating a risk of piecemeal appeals and delaying final resolution; appeal dismissed and case remanded.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether district court properly certified partial final judgment under Rule 54(b) | Certification appropriate because plaintiffs sought a discrete, severable ruling limited to Internet Upstream Fourth Amendment claim | Certification improper because the Fourth Amendment Internet claim is intertwined with other claims, parties, and facts; would produce piecemeal appeals | Certification not warranted; appeal dismissed for lack of jurisdiction |
| Whether the Fourth Amendment Internet-interception claim was sufficiently distinct factually to permit immediate appeal | Upstream collection claim is a distinct, reviewable subset of the litigation | The Internet claims share common facts, legal theories, and overlap with other constitutional and statutory claims | Not distinct enough; would inevitably return on same facts |
| Whether interlocutory appeal would avoid delay and promote sound judicial administration | Immediate review would advance closure on at least part of the case | Interlocutory review would more likely prolong proceedings and halt district-court work | No just reason for delay; interlocutory appeal counterproductive |
| Whether standing/state-secrets findings could be cabined to the single Fourth Amendment claim | Plaintiffs: standing and state-secrets rulings limited to the Internet Fourth Amendment claim | Government: standing and state-secrets implications affect multiple claims; rulings cannot realistically be confined | Court found the standing and state-secrets rationale could not be practically limited; supports denial of certification |
Key Cases Cited
- Curtiss-Wright Corp. v. Gen. Elec. Co., 446 U.S. 1 (U.S. 1980) (appellate review of Rule 54(b) certifications should scrutinize juridical concerns and avoid piecemeal appeals)
- Gelboim v. Bank of Am. Corp., 135 S. Ct. 897 (U.S. 2015) (Rule 54(b) adopted to avoid injustice of delaying judgment on distinct claims; appellate opportunities enhanced)
- Wood v. GCC Bend, LLC, 422 F.3d 873 (9th Cir. 2005) (analyze whether certified order is divisible so case would not inevitably return on same facts)
- Noel v. Hall, 568 F.3d 743 (9th Cir. 2009) (lack of district-court findings not jurisdictional if appellate court can independently assess propriety)
- Morrison-Knudsen Co. v. Archer, 655 F.2d 962 (9th Cir. 1981) (encourages district courts to explain Rule 54(b) certifications to aid appellate review)
- Am. States Ins. Co. v. Dastar Corp., 318 F.3d 881 (9th Cir. 2003) (partial summary judgment usually not appealable final order under 28 U.S.C. § 1291)
- Spiegel v. Trustees of Tufts Coll., 843 F.2d 38 (1st Cir. 1988) (Rule 54(b) rarely appropriate when the parties on appeal remain parties below)
