Jerry Expose, Jr. v. Thad Wilderson & Associates, P.A., Nina Mattson
889 N.W.2d 279
Minn.2016Background
- Jerry Expose Jr. underwent court-ordered anger-management therapy at a clinic after a terroristic-threat conviction; Nina Mattson, an unlicensed intern-therapist, treated him.
- During an October 10, 2012 session Expose made threats against a child-protection caseworker; Mattson reported the threats to her supervisor, law enforcement, and the caseworker.
- Mattson later met with prosecutors and provided statements and a copy of her session notes; she also testified at Expose’s criminal trial. His conviction was reversed on therapist-client privilege grounds in a prior decision.
- Expose sued Mattson and the clinic under the Minnesota Health Records Act, for invasion of privacy, negligent supervision, and vicarious liability; defendants moved for judgment on the pleadings asserting statutory immunity, absolute privilege, and that Expose consented.
- The district court dismissed; the court of appeals reversed in part, holding section 148.975 does not immunize an unlicensed intern, absolute privilege did not cover pretrial disclosures, and the clinic’s client-rights form did not constitute valid consent under the Health Records Act.
- The Minnesota Supreme Court affirmed the court of appeals: (1) section 148.975 immunity does not apply to unlicensed interns; (2) absolute privilege does not protect pretrial disclosures to police or prosecutors; and (3) the client-rights form was not valid written consent under the Health Records Act.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Does Minn. Stat. § 148.975 (duty-to-warn / immunity) apply to an unlicensed intern-therapist? | Expose: statute applies only to licensees; intern is not covered. | Mattson: optional-disclosure and duty-to-warn policies entitle her to immunity; agency of a licensee extends immunity. | Held: Statute applies only to defined "licensees." An unlicensed intern is not covered and agency does not expand immunity. |
| Does the absolute privilege doctrine shield pretrial disclosures to police and prosecutors? | Expose: therapist-client privilege and public policy weigh against absolute privilege for pretrial disclosures. | Mattson/clinic: disclosures related to prosecution and litigation are privileged to encourage full disclosure. | Held: Absolute privilege does not extend to voluntary pretrial disclosures to police or prosecutors; trial testimony remains protected. |
| Did Mattson violate the Minnesota Health Records Act by disclosing treatment information pretrial? | Expose: disclosures were unauthorized and therefore violated Minn. Stat. §§ 144.291-.298. | Mattson: client-rights form and implied consent permitted disclosure. | Held: The client-rights form was only a notice, not a signed, specific consent as required by §144.293; disclosures violated the Health Records Act. |
Key Cases Cited
- State v. Expose, 872 N.W.2d 252 (Minn. 2015) (interpreting therapist-client privilege and duty-to-warn statute)
- Mahoney & Hagberg v. Newgard, 729 N.W.2d 302 (Minn. 2007) (elements and limits of absolute privilege)
- Zutz v. Nelson, 788 N.W.2d 58 (Minn. 2010) (narrow application of absolute privilege)
- Bol v. Cole, 561 N.W.2d 143 (Minn. 1997) (declining to extend absolute privilege to psychologist disclosures)
- Matthis v. Kennedy, 67 N.W.2d 413 (Minn. 1954) (foundational discussion of relevance for absolute privilege)
