Jennings v. Patton
635 F.3d 655
5th Cir.2011Background
- Judge Patton, a Mississippi county judge, allegedly caused Jennings to be prosecuted without probable cause.
- Jennings claimed Patton misrepresented settlement discussions to the district attorney and the sheriff's investigator, prompting an investigation and arrest.
- A 1997 settlement negotiation included Jennings releasing Patton and the district court reinstating a $35,000 judgment in exchange for Patton's $25,000 payment; Jennings and Shelton disputed the content of these negotiations.
- An arrest warrant was issued and Jennings was arrested two days after the signed discussions were recorded; an Iles affidavit supported the charges.
- Jennings and Shelton were indicted by a Mississippi grand jury in 1997 for bribery of a judge; the cases were ultimately remanded with prejudice in 2005 for lack of prosecutive merit.
- Jennings filed a 42 U.S.C. § 1983 action alleging violations of Fourth and Fourteenth Amendments; Patton moved for dismissal/summary judgment based on immunity, which the district court denied.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Patton is entitled to qualified immunity on the §1983 claim | Jennings claims misrepresentation violated constitutional rights and caused prosecution without probable cause. | Patton's actions were shielded by qualified immunity; causation is not shown due to independent intermediary. | Patton entitled to qualified immunity; district court's denial is reversed. |
| Whether the independent intermediary doctrine defeats causation for a Fourth Amendment claim here | Deliberations tainted by Patton's misrepresentation taint the magistrate/grand jury. | Independent intermediary broke the chain of causation; Patton did not prepare the warrant or testify before the grand jury. | Intermediary doctrine applied; no constitutional violation established. |
Key Cases Cited
- Castellano v. Fragozo, 352 F.3d 939 (5th Cir.2003) (initiation of charges without probable cause may implicate constitutional rights when coupled with subsequent events)
- Cuadra v. Houston Indep. Sch. Dist., 626 F.3d 808 (5th Cir.2010) (independent intermediary doctrine limits liability when a magistrate or grand jury decides based on information provided)
- Michalik v. Hermann, 422 F.3d 252 (5th Cir.2005) (liability not extended to non-authoring individuals who did not prepare the warrant)
- Hampton v. Oktibbeha Cnty. Sheriff Dept., 480 F.3d 358 (5th Cir.2007) (jurisdiction to review qualified-immunity denials is limited to legal questions)
- Pearson v. Callahan, 555 U.S. 223 (2009) (two-step qualified-immunity analysis; constitutional right must be clearly established)
