Jena Reyes and Ricardo Reyes v. Adam Smith, M.D., Adam Smith, M.D., P.C., Tri-State Specialists, L.L.P., Pierce Street Same Day Surgery, L.C., UnityPoint Health and Northwest Iowa Hospital Corporation, d/b/a St. Luke's Regional Medical Center of Sioux City
21-0303
| Iowa Ct. App. | May 25, 2022Background:
- Jena and Ricardo Reyes sued Dr. Adam Smith and health-care entities alleging medical malpractice; amended petition filed Feb 2020 and defendant answered Feb 6, 2020.
- On Feb 24, 2020 Reyes filed a certificate of merit from Dr. Richard Marfuggi asserting breach of care.
- A joint scheduling plan set an expert-designation deadline (listed as July 7, 2020; plaintiffs dispute and assert an August 4 date); plaintiffs did not designate by that deadline.
- Defendants designated experts on Oct 5, 2020 and moved for summary judgment on Oct 6 based on plaintiffs’ failure to designate; plaintiffs disclosed Dr. Marfuggi Oct 9 and moved Oct 22 for additional time, citing substantial compliance and COVID-19-related calendaring error.
- The district court denied the extension request and granted summary judgment for defendants for lack of admissible expert testimony; the court of appeals affirmed.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Motion for enlargement of time to designate expert under Iowa Code §668.11 | Substantial compliance via prior certificate of merit naming Dr. Marfuggi; COVID-19 caused calendaring error, so good cause exists | Certificate of merit does not substitute for §668.11 disclosure; 66‑day delay was substantial and prejudiced defendants’ strategic advantage | Denial affirmed: certificate of merit and general COVID claim do not show substantial compliance or good cause; delay and lack of evidentiary support showed want of ordinary care |
| Summary judgment on malpractice claim | Denial of extension made summary judgment improper because plaintiffs would be left without their expert | Without an admissible expert, plaintiffs cannot meet the required proof in a medical‑malpractice claim | Grant of summary judgment affirmed: plaintiffs lacked expert testimony required to survive summary judgment |
Key Cases Cited
- Hill v. McCartney, 590 N.W.2d 52 (Iowa Ct. App. 1998) (abuse‑of‑discretion standard for extending expert‑designation time)
- Kunde v. Estate of Bowman, 920 N.W.2d 803 (Iowa 2018) (summary judgment review and view of record in favor of nonmoving party)
- Hantsbarger v. Coffin, 501 N.W.2d 501 (Iowa 1993) (legislative intent of expert‑disclosure rule to prevent last‑minute surprises)
- Superior/Ideal, Inc. v. Bd. of Review, 419 N.W.2d 405 (Iowa 1988) (substantial compliance doctrine explained)
- Nedved v. Welch, 585 N.W.2d 238 (Iowa 1998) (definition and standards for "good cause" to excuse procedural defaults)
- Donovan v. State, 445 N.W.2d 763 (Iowa 1989) (defaults not vacated for mere neglect; movant must show excusable neglect)
- McHugh v. Smith, 966 N.W.2d 285 (Iowa Ct. App. 2021) (certificate of merit and §668.11 serve distinct purposes)
- Kennis v. Mercy Hosp. Med. Ctr., 491 N.W.2d 161 (Iowa 1992) (expert testimony required to prove medical malpractice)
