James-Cornelius v. Hhs
984 F.3d 1374
| Fed. Cir. | 2021Background
- Appellant Stacey James‑Cornelius filed a Vaccine Act petition alleging her son E.J. developed dysautonomia/POTS and related symptoms after three Gardasil vaccinations, with symptoms worsening after subsequent doses (alleged rechallenge).
- Medical records in the petition documented headaches, vomiting, syncope, a working diagnosis of POTS, a later diagnosis of dysautonomia, and a physician note “??VAERS”; petitioner also submitted three medical-article hypotheses and the Gardasil package insert noting similar side effects.
- Petitioner and counsel were unable to obtain additional urgent‑care records; petitioner voluntarily moved to dismiss, acknowledging she likely could not prove entitlement.
- After dismissal, petitioner sought $17,111.12 in attorneys’ fees under 42 U.S.C. § 300aa‑15(e); the Special Master denied fees for lack of a "reasonable basis," concluding no objective evidence of causation and criticizing counsel’s prefiling conduct.
- The Court of Federal Claims affirmed; James‑Cornelius appealed to the Federal Circuit.
- The Federal Circuit held the Special Master erred by failing to consider relevant objective evidence (medical records, affidavits, package insert, and physician note) and by relying on counsel’s conduct; it vacated the denial of fees and remanded for further proceedings.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether an express medical causation opinion is required to show reasonable basis for fees | No; reasonable basis can be shown by objective medical records and other evidence without an expert opinion | Absence of an express medical opinion shows lack of reasonable basis | Court: Lack of an express opinion is not dispositive; records and other objective evidence can establish reasonable basis |
| Whether petitioner and son affidavits are objective evidence for reasonable‑basis analysis | Affidavits stating vaccination dates, timing, and worsening symptoms are admissible objective facts and can support causation | Affidavits are mere subjective belief and cannot constitute objective evidence of causation | Court: Affidavits about facts within witness knowledge can be objective evidence and must be considered |
| Whether counsel’s prefiling efforts to obtain records can defeat reasonable basis | Counsel’s efforts to obtain more records are subjective and irrelevant to the objective reasonable‑basis inquiry | Those efforts show counsel knew the claim was weak and thus no reasonable basis existed | Court: Reliance on counsel’s conduct was error; reasonable basis is objective and not negated by counsel’s investigative diligence |
Key Cases Cited
- Cottingham on Behalf of K.C. v. Sec’y of Health & Human Servs., 971 F.3d 1337 (Fed. Cir. 2020) (clarifies "reasonable basis" is an objective test and medical records can supply sufficient objective evidence)
- Simmons v. Sec’y of Health & Human Servs., 875 F.3d 632 (Fed. Cir. 2017) (reasonable‑basis inquiry is limited to objective evidence; petitioner’s subjective beliefs and counsel’s state of mind are irrelevant)
- Cloer v. Sec’y of Health & Human Servs., 675 F.3d 1358 (Fed. Cir. 2012) (statutory framework for awarding attorneys’ fees under the Vaccine Act)
- Capizzano v. Sec’y of Health & Human Servs., 440 F.3d 1317 (Fed. Cir. 2006) (recognizes rechallenge as probative evidence of causation)
