683 F.3d 941
8th Cir.2012Background
- Gregg was convicted in 2005 of second‑degree murder and use of a firearm during a crime of violence; he filed a §2255 petition alleging ineffective assistance of counsel for not offering specific acts of the victim’s violence to prove his state of mind.
- Trial counsel believed Rule 404(b) could not prove the victim was the aggressor, and Gregg’s offer of proof stated only that Fallís was “tough.”
- On direct appeal, the Eighth Circuit affirmed the district court’s exclusion of specific acts to prove state of mind, requiring knowledge of such acts at the time of the offense.
- A magistrate judge recommended a new trial based on two Fallís incidents (boat dock in 1999; a bar incident around 2005) that Gregg’s father relayed; the district court denied relief, finding no prejudice and that the evidence would be excluded under Rule 403.
- On rehearing, the Eighth Circuit affirmed the denial of relief, holding Gregg failed to show a reasonable probability that the outcome would have been different even if the 404(b) evidence had been admitted; the evidence was cumulative or would have been excluded under Rule 403.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether trial counsel’s failure to admit 404(b) evidence prejudiced Gregg. | Gregg argues the two incidents would have supported his state‑of‑mind defense. | The government contends the evidence would not have changed the outcome and could be excluded under Rule 403/404(b). | No prejudice; outcome unlikely to change. |
| Whether the 404(b) evidence would have been admissible and would have affected the verdict. | Evidence was probative of Gregg’s state of mind and should have been admitted. | Evidence was remote or prejudicial and would have been excluded under Rule 403; not likely to alter result. | Evidence would likely have been excluded; no reasonable probability of a different result. |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (1984) (ineffective assistance requires prejudice and deficient performance)
- United States v. Milk, 447 F.3d 593 (8th Cir. 2006) (Rule 404(b) and Rule 403 balancing; state‑of‑mind evidence can be admissible; district court’s discretion limited)
- United States v. Chase, 451 F.3d 474 (8th Cir. 2006) (admissibility of 404(b) state‑of‑mind evidence; probative value vs. prejudice)
- United States v. Waloke, 962 F.2d 824 (8th Cir. 1992) (judicial discretion on evidentiary rulings; prejudice concerns)
- United States v. James, 169 F.3d 1210 (9th Cir. 1999) (importance of credibility and state‑of‑mind evidence in self‑defense)
