Jacob v. Duane Reade, Inc.
289 F.R.D. 408
S.D.N.Y.2013Background
- DR operates ~250 NYC-area retail stores with ~750 present/former ASMs during class period.
- ASMs classified as exempt from FLSA and NYLL overtime; plaintiffs challenge misclassification as unlawful.
- Plaintiffs seek NYLL class certification under Rule 23(a)/(b)(3) for overtime claims.
- Court previously certified FLSA collective; focus now on NYLL class certification.
- DR argues duties vary by store and overhauled ASM position reduce common issues; plaintiffs argue uniform exemption policy and duties create common questions.
- Court finds uniform ASM duties, uniform training, and geographic proximity yield predominance of common issues despite some variations.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Do common questions predominate under Rule 23(b)(3) regarding misclassification? | Common record shows uniform exemption policy. | Duties vary; individualized proof required. | Predominance satisfied; common questions predominate. |
| Are common questions under Rule 23(a) commonality and typicality satisfied? | Uniform duties and policies ensure typical class claims. | Variations in duties threaten commonality/typicality. | Commonality and typicality satisfied. |
| Is the proposed NYLL class a superior method of adjudication? | Class action efficient given many small claims and uniform policy. | Individualized proof would be required. | Class action is superior method. |
| Are the putative class representatives adequate? | Mars and Jacob’ claims typical and representative. | No issue with adequacy. | Adequacy satisfied; class counsel fit. |
Key Cases Cited
- Damassia v. Duane Reade, Inc., 250 F.R.D. 152 (S.D.N.Y.2008) (commonality/predominance in misclassification cases)
- Wal-Mart Stores, Inc. v. Dukes, 131 S. Ct. 2541 (U.S. 2011) (commonality requires a common contentions capable of class-wide resolution)
- In re IPO, 471 F.3d 24 (2d Cir.2006) (judicial approach to Rule 23 determinations; overlap with merits)
