Iowa Supreme Court Attorney Disciplinary Board v. Joseph Michael Haskovec
2015 Iowa Sup. LEXIS 88
| Iowa | 2015Background
- Joseph M. Haskovec, an Iowa attorney (admitted 1985) drafted new estate documents for his aunt, Edith Benson, including a will, on July 8, 2010; Haskovec and one witness (Pint) were present but Pint did not sign at that time.
- The will’s attestation clause stated two witnesses signed in the presence of the testator and each other; Haskovec did not use self-proving wills.
- After Benson’s health declined and she died on August 26, 2010, Haskovec mailed the will to Pint in Arizona so she could sign it; Pint signed outside the presence of Benson and the other witness.
- Haskovec then gave the will to the named executrix (Randall) in mid-September without disclosing Pint’s out-of-presence signature; Randall sought probate and another attorney (Dunbar) requested an affidavit from Haskovec.
- Haskovec admitted sending the will to Pint and later told Dunbar the signature was obtained outside the testator’s presence; the will was ultimately not probated and an earlier 2005 will was probated.
- The Disciplinary Board charged violations of Iowa Rules of Professional Conduct 32:4.1(b) and 32:8.4(c); the Grievance Commission found both violations and recommended a public reprimand.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Haskovec violated rule 32:4.1(b) by failing to disclose a material fact to a third person to avoid assisting a fraud/crime | Board: Haskovec gave the will to Randall (a third person) and failed to disclose the defective witness signature while representing her, thus assisting fraud | Haskovec: He represented Benson, not Randall; no evidence Benson committed fraud or crime; giving the will after death did not assist a criminal/fraudulent act | Court: No violation — rule requires that silence would assist a client’s criminal/fraudulent act, which was not shown here; Haskovec’s client was Benson only |
| Whether Haskovec violated rule 32:8.4(c) by engaging in dishonesty, deceit, or misrepresentation | Board/Commission: Sending the will to Pint to sign outside the testator’s presence and delivering the will without disclosure was deceitful and misleading to third parties and court | Haskovec: (stipulated violation but argued mitigating facts — disclosed to Dunbar voluntarily; no prior discipline; public service) | Court: Violation — Haskovec knowingly caused a false attestation, intended to mislead Pint and Randall, and failed to disclose the defect; public reprimand imposed |
Key Cases Cited
- Iowa Supreme Court Attorney Disciplinary Bd. v. Bieber, 824 N.W.2d 514 (finding Rule 32:4.1(b) violation where attorney assisted client’s real‑estate fraud)
- Iowa Supreme Court Attorney Disciplinary Bd. v. Engelmann, 840 N.W.2d 156 (holding attorney violated Rule 32:4.1(b) by preparing documents that facilitated client fraud)
- Iowa Supreme Court Attorney Disciplinary Bd. v. Dunahoo, 799 N.W.2d 524 (recognizing failure to disclose material facts can violate Rule 32:8.4(c))
- Iowa Supreme Court Attorney Disciplinary Bd. v. Liles, 808 N.W.2d 203 (sixty‑day suspension for attorney who attempted to probate a will with a known forged witness signature under Rule 32:8.4(c))
- Iowa Supreme Court Attorney Disciplinary Bd. v. Newman, 748 N.W.2d 786 (public reprimand for filing an order with a forged judge’s signature under Rule 32:8.4(c))
- Iowa Supreme Ct. Att’y Disciplinary Bd. v. Gailey, 790 N.W.2d 801 (parties’ stipulations to violations/sanctions are not binding on the court)
- Iowa Supreme Ct. Att’y Disciplinary Bd. v. Powell, 726 N.W.2d 397 (framework for sanctioning—nature of violation, protection of public, deterrence, lawyer fitness, integrity of profession)
