in the Matter of the Expunction of A. L.
11-20-00048-CV
| Tex. App. | Dec 16, 2021Background:
- Appellant A.L. was charged in 2018 with felony aggravated assault with a deadly weapon (family violence) and entered a negotiated plea resulting in placement in a 9‑month pretrial diversion (PTD) program.
- A.L. successfully completed the PTD program and the felony charge was later dismissed; she then petitioned for expunction under Article 55.01.
- At the expunction hearing A.L. testified she met all statutory requirements and no case was pending; the State attempted to prove A.L. had waived the right to seek expunction in the plea agreement.
- A.L.’s counsel objected that the State had not pleaded the affirmative defense of waiver; the trial court overruled the objection, admitted the State’s evidence, and denied the expunction.
- The plea agreement was not admitted into evidence and is not included in the appellate record; the State did not file a responsive pleading asserting waiver before the hearing.
- The appellate court found A.L. satisfied statutory expunction requirements and that the trial court abused its discretion by admitting unpleaded waiver evidence and relying on the unsigned plea agreement.
Issues:
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether A.L. was entitled to expunction despite trial court denial | A.L.: met all Article 55.01 requirements; entitled to expunction | State: A.L. waived expunction rights in plea agreement | Court: Reversed; A.L. satisfied statutory requirements and is entitled to expunction |
| Whether the trial court properly admitted evidence of waiver without pleading it | A.L.: waiver is an affirmative defense that must be pleaded; unpleaded waiver evidence inadmissible | State: should be allowed to present waiver evidence at hearing | Court: Admission was an abuse of discretion; State failed to plead waiver, so evidence and the unfiled plea agreement could not support denial |
Key Cases Cited
- Ex parte R.P.G.P., 623 S.W.3d 313 (Tex. 2021) (expunction is a civil remedy governed by civil procedure)
- Ex parte E.H., 602 S.W.3d 486 (Tex. 2020) (trial court has no discretion in law application; legal questions reviewed de novo)
- T.O. Stanley Boot Co. v. Bank of El Paso, 847 S.W.2d 218 (Tex. 1992) (affirmative defenses like waiver must be specially pleaded)
- Walker v. Packer, 827 S.W.2d 833 (Tex. 1992) (distinguishing discretionary factual rulings from questions of law)
- Interstate Northborough P’ship v. State, 66 S.W.3d 213 (Tex. 2001) (evidentiary rulings reviewed for abuse of discretion)
- Carson v. State, 65 S.W.3d 774 (Tex. App.—Fort Worth 2001) (expunction proceedings are civil and governed by civil rules)
- Reliance Steel & Aluminum Co. v. Sevcik, 267 S.W.3d 867 (Tex. 2008) (erroneous admission of crucial evidence probably caused improper judgment)
- Nissan Motor Co. v. Armstrong, 145 S.W.3d 131 (Tex. 2004) (same: significance of erroneously admitted evidence to outcome)
