In the Matter of Richard B. Johnson
298 P.3d 904
Ariz.2013Background
- Richard B. Johnson, admitted to practice in Arizona in 1968, operated a small firm focusing on trusts, estates, and probate.
- In 2008, Johnson was suspended for six months and one day for two 2006 misconduct counts: fabricating a will and an improper house purchase from a client estate.
- Johnson became eligible for reinstatement in 2009 but did not apply until 2012; the State Bar and a three-member panel heard his application.
- The hearing panel found Johnson complied with disciplinary orders and rules and proved rehabilitation and fitness, but denied reinstatement due to insufficient proof of rehabilitation and ethical rectitude.
- The Arizona Supreme Court reviews reinstatement questions de novo on law and clearly erroneous on factual findings and granted Johnson reinstatement to active practice on January 10, 2013.
- The Court held that rehabilitation need not rest on proving the root cause of misconduct; identification of weaknesses and proof of overcoming them sufficed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Johnson demonstrated rehabilitation by clear and convincing evidence. | Johnson identified weaknesses and overcome them through conduct. | Panel held rehabilitation not sufficiently proven; more proof required. | Yes; Johnson proved rehabilitation by clear and convincing evidence. |
| Whether the reinstatement standard requires identifying the root cause of weaknesses. | Arrotta requires identifying weaknesses and overcoming them. | Root-cause/character flaw analysis is necessary. | No; need not prove underlying root cause of weaknesses. |
| What evidence suffices to show rehabilitation beyond self-review and testimony. | Charitable work, community service, religious commitment, and testimony support rehabilitation. | Evidence must show sustained, genuine reform beyond isolated acts. | Evidence cited by Johnson constitutes sufficient rehabilitation evidence. |
| Should the severity of prior misconduct bar reinstatement when rehabilitation is shown? | Severity does not automatically bar reinstatement if rehabilitation is proven. | More severe misconduct requires stronger rehabilitation showing. | Not automatically bar; Johnson's case demonstrates sufficient rehabilitation despite prior suspension. |
Key Cases Cited
- In re Arrotta, 208 Ariz. 509 (2004) (rehabilitation requires identification of weaknesses and overcome them; root cause not always necessary)
- In re Robbins, 172 Ariz. 255 (1992) (rehabilitation may be shown by various actions; not a fixed formula)
- In re (Reed W.) King, 177 Ariz. 358 (1994) (reinstatement factors include overcoming weaknesses; consideration of circumstances)
- In re Lazcano, 223 Ariz. 280 (2010) (severity of misconduct affects rehabilitation burden)
- In re Hamm, 211 Ariz. 458 (2005) (consideration of rehabilitation burden in serious misconduct)
- In re Peterson, 108 Ariz. 255 (1972) (rehabilitation standards and public protection themes in reinstatement)
