In the matter of: L.E. G.E. v. Indiana Department of Child Services
29 N.E.3d 769
Ind. Ct. App.2015Background
- G.E. had parental rights to four children terminated in 2000 after findings of neglect, filthy home conditions, poor school attendance for children, and relapse to substance abuse despite treatment efforts.
- DCS maintained a substantiated report listing G.E. as a perpetrator of child neglect; that record later affected her employment at a child care center (Pinnacle), where she was initially barred from working with children.
- In November 2013 G.E. petitioned under Indiana Code § 31-33-27-5 to expunge the DCS substantiated report; a hearing was held February 7, 2014.
- G.E.’s sole evidence at the hearing was her testimony that she had been drug-free since 2003, remained in contact with her children/grandchildren, and had no further juvenile-court involvement or criminal convictions.
- The juvenile court denied the petition the same day; G.E.’s motion to correct errors was denied and she appealed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether G.E satisfied § 31-33-27-5’s clear-and-convincing standard to expunge a substantiated DCS report | G.E. argued her testimony (drug-free since 2003, family contact, no further court or criminal involvement) showed little likelihood of future perpetration | DCS relied on CHINS/termination records showing prior neglect, relapse history, and facts relevant to child-care employer safety concerns | Denied: G.E. did not meet clear-and-convincing burden; her testimony alone was insufficient |
| Whether the report lacked current probative value to justify retention by DCS | G.E. argued her changed circumstances remove the need for DCS to retain the report | DCS argued the report remains probative because statutes/regulations require DCS to share perpetrator histories with child-care providers and such histories are relevant to licensing/employment decisions | Denied: Even if future-risk element were met, the record retained probative value given child-care regulatory scheme |
Key Cases Cited
- Garcia v. State, 979 N.E.2d 156 (discussing statutory interpretation and plain-language approach)
- Romine v. Gagle, 782 N.E.2d 369 (construing “shall” as mandatory and “may” as permissive in statutes)
- An–Hung Yao v. State, 975 N.E.2d 1273 (abuse-of-discretion standard)
- In re G.Y., 904 N.E.2d 1257 (defining clear-and-convincing standard)
- In re Marriage of Huss, 888 N.E.2d 1238 (appellate review of sufficiency under clear-and-convincing standard)
- Guardianship of B.H., 770 N.E.2d 283 (standards for appellate review of factfinder’s clear-and-convincing determinations)
- J.M. v. Review Bd. of Indiana Dept. of Workforce Development, 975 N.E.2d 1283 (affirming trial-court judgment sustainable on any record basis)
- Petition of Meyer, 471 N.E.2d 718 (noting testimony-only evidence may be insufficient to meet clear-and-convincing standard)
