339 P.3d 1009
Alaska2014Background
- Miles misappropriated over $20,000 from the decedent Donald Moren’s Progressive bank accounts held for Moren’s estate; she opened and managed two Progressive accounts with herself as signer and Donald as primary or controlling participant; after Moren’s death she withdrew funds and deposited them into her own accounts while denying ownership and concealment; Patrick, as personal representative, sought information and recovery of the funds; the Alaska Bar Association filed eight misconduct counts, of which four remained contested, including theft and deceit; the Area Hearing Committee and Bar Board recommended disbarment, which the Alaska Supreme Court affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Did Miles commit theft/misappropriation? | Miles knew funds were estate property and misappropriated them. | Miles believed a gift or nonprobate transfer existed. | Yes; she engaged in theft/misappropriation. |
| Was there donative intent for a gift to Miles? | No gift was proven; donor intended no transfer to Miles. | Donor intended to gift funds to Miles. | No valid donative intent established. |
| Was Miles’ conduct disqualifying and the sanction appropriate? | Conduct warrants disbarment given theft and deceit. | Disbarment not warranted; consider mitigating factors. | Disbarment appropriate; mitigating factors neutralized by aggravating factors. |
| Did the findings of the disciplinary bodies have substantial support? | Record supports the Board’s and Committee’s determinations. | Record lacks sufficient support for some findings. | Record supports disbarment sanction. |
Key Cases Cited
- In re Disciplinary Matter of Shea, 273 P.3d 612 (Alaska 2012) (disbarment standards; high standard for misappropriation)
- In re Disciplinary Matter of Rice, 260 P.3d 1020 (Alaska 2011) (probative value of disciplinary findings; independent review)
- Roberson v. Manning, 268 P.3d 1090 (Alaska 2012) (application of donative intent standards)
