In re Z.Z. CA1/3
A161162
| Cal. Ct. App. | Jun 28, 2021Background
- Mother L.P. has a history of mental health issues (self‑reported bipolar disorder, hearing voices) and was recently hospitalized/placed on a 5150 hold after suicidal ideation; children reported threats and physical/verbal abuse.
- On May 7, 2020 the Department filed a dependency petition under Welf. & Inst. Code §300 based on threats with a knife and children's fear; children were detained and placed with their maternal grandmother, C.R.
- L.P. was represented by counsel throughout; she initially sought a contested hearing but at the jurisdiction/disposition hearing said she would “object and submit” (i.e., submit to the court) and pursue reunification.
- The juvenile court sustained the petition, ordered reunification services, and entered a restraining order; the court did not give the on‑the‑record advisements required by Cal. Rules of Court, rule 5.682, nor obtain a personal, on‑the‑record waiver or form JV‑190 from L.P.
- L.P. appealed, arguing the court’s failure to advise her of hearing rights and to obtain a knowing and intelligent waiver violated due process. The Department conceded the procedural omission but argued the error was harmless.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the juvenile court’s failure to advise L.P. of her hearing rights and to obtain a personal waiver violated due process | Court failed to give required Rule 5.682 advisements and obtain an on‑the‑record/personal waiver | Department conceded failure to give advisements but disputed relief is required because error was harmless | Court: Failure to advise/obtain waiver was error (violated rule 5.682) |
| Whether the error is structural (requiring automatic reversal) or subject to harmless‑error review | L.P. relied on Judith P. to argue the error was structural and reversible per se | Department: Error is subject to harmless‑error analysis and the record shows no prejudice | Court: Error is not structural here; apply harmless‑error analysis and affirm if no prejudice |
| Standard of prejudice to apply (Watson vs. Chapman) | L.P. urged reversal under a strict standard or that structural rule controls | Department argued harmless under relevant precedent; court noted differing authorities | Court: Did not decide which test is generally correct but applied the stricter Chapman standard and found the error harmless beyond a reasonable doubt |
| Whether the omission prejudiced L.P. (i.e., could she have successfully contested jurisdiction) | L.P. argued her due process rights were violated by lack of advisement/waiver | Department pointed to counsel’s involvement, L.P.’s submissions, and overwhelming evidence supporting jurisdiction | Court: No prejudice beyond a reasonable doubt; counsel had informed L.P., evidence supporting jurisdiction was overwhelming, so result would not have changed |
Key Cases Cited
- In re S.N., 2 Cal.App.5th 665 (2016) (failure to advise parent of rights before accepting submission was error but may be harmless)
- In re Monique T., 2 Cal.App.4th 1372 (1992) (failure to advise and obtain personal waiver is error; applied Chapman harmless‑beyond‑reasonable‑doubt standard)
- Judith P. v. Superior Court, 102 Cal.App.4th 535 (2002) (untimely service of report was structural error requiring reversal)
- In re James F., 42 Cal.4th 901 (2008) (harmless‑error analysis may apply in dependency contexts despite criminal analogies)
- In re Celine R., 31 Cal.4th 45 (2003) (rejecting structural‑error analogies from criminal law to dependency proceedings)
- Chapman v. California, 386 U.S. 18 (1967) (established beyond‑a‑reasonable‑doubt harmless‑error standard for constitutional errors)
- People v. Watson, 46 Cal.2d 818 (1956) (reasonable‑probability standard for nonconstitutional error)
