In Re Watson
209 N.C. App. 507
| N.C. Ct. App. | 2011Background
- Ronald Watson was involuntarily committed for 30 days inpatient at Central Regional Hospital followed by 60 days outpatient treatment.
- The district court hearing allowed Watson to proceed pro se with standby counsel, without a written waiver or thorough on-record inquiry.
- Dr. Novosad opined Watson was mentally ill and dangerous, recommending 30-day inpatient and 60-day outpatient commitments.
- Watson testified in a rambling, accusatory manner; the court found him grossly psychotic with significant paranoia and dangerousness.
- The court concluded Watson was represented by counsel and ordered the commitment, after which Watson appealed.
- The Court of Appeals vacated the commitment order and remanded for a new hearing due to improper waiver of counsel and lack of thorough inquiry.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Watson validly waived counsel | Watson argues waiver was ineffective due to lack of thorough inquiry. | State asserts Watson was represented by counsel and waived properly. | Waiver of counsel ineffective; order vacated and remanded. |
| Whether the district court conducted a proper 15A-1242 inquiry | Watson contends inquiry was insufficient to establish knowing, intelligent waiver. | State contends inquiry satisfied statutory standards. | Inquiry was not thorough; failure to satisfy 15A-1242 requires reversal. |
| Whether Watson was effectively represented by counsel despite standby counsel | Watson had no actual representation; standby counsel is not adequate. | Court relied on standby counsel as representation. | No competent evidence of effective counsel; ineffective waiver. |
Key Cases Cited
- In re Underwood, 247 S.E.2d 778 (N.C. App. 1978) (competent evidence standard for commitment findings)
- In re Collins, 271 S.E.2d 72 (N.C. App. 1980) (standard for reviewing commitment facts)
- In re Eades, 547 S.E.2d 146 (N.C. App. 2001) (mandatory nature of counsel requirements in commitment cases)
- State v. Moore, 661 S.E.2d 722 (N.C. 2008) (requiring knowing, intelligent waiver and thorough inquiry)
- State v. Thomas, 417 S.E.2d 473 (N.C. 1992) (necessity of understanding consequences when waiving counsel)
- Pruitt, 369 S.E.2d 590 (N.C. 1988) (failure to conduct proper waiver inquiry prejudicial error)
- Lane, 669 S.E.2d 321 (N.C. 2008) (limits on self-representation based on mental capacity)
- Moore, 362 N.C. 319 (N.C. 2008) (thorough inquiry required for waiver of counsel in criminal cases)
- Jesse M., 217 Ariz. 74, 170 P.3d 683 (Ariz. 2007) (guidance on waiving counsel in commitment-like proceedings)
- Heryford v. Parker, 396 F.2d 393 (10th Cir. 1968) (due process duty to provide counsel in parens patriae context)
