In re Vicks
56 Cal. 4th 274
| Cal. | 2013Background
- Marsy’s Law (Prop. 9) amended Penal Code 3041.5 to extend deferral periods between parole hearings but allows earlier hearings upon change in circumstances or new information.
- Vicks, convicted in 1983 of kidnapping, robbery, rape, and related offenses, began life term with parole eligibility; his initial parole hearing was in 2009.
- After Marsy’s Law amendments, the Board found Vicks unsuitable and deferred the next hearing for five years, prompting habeas petitions and appellate review.
- The Court of Appeal held that Marsy’s Law violated ex post facto principles as applied to pre-enactment crimes and vacated the five-year deferral.
- The California Supreme Court granted review to determine if 3041.5, as amended, can be applied to pre-enactment lifers without violating ex post facto protections.
- The Court held that Marsy’s Law does not create a significant ex post facto risk on its face or as applied to Vicks and reversed the appellate vacatur of the five-year deferral.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Does Marsy’s Law create a significant ex post facto risk? | Vicks argues increased deferrals prolong incarceration. | State argues discretion and safeguards prevent longer confinement overall. | No significant ex post facto risk on face. |
| Is Marsy’s Law valid as applied to Vicks specifically? | Vicks asserts applied change prolongs his incarceration. | State contends ongoing Board discretion mitigates risk; no retroactive punishment increase. | Marsy’s Law valid as applied to Vicks. |
| Did Marsy’s Law intend to increase punishment? | Intent to punish retroactively implies ex post facto violation. | Intent serves purposes of victims’ rights; does not show punitive effect or intent to deny parole. | No intentional punitive effect; not ex post facto. |
| Does victim input under Marsy’s Law unduly affect parole decisions? | Victims’ views may improperly influence Board discretion. | Victim input is a due process element; Board remains bound by statutory criteria and ‘some evidence’ standard. | Victim input permitted but not dispositive; due process satisfied under framework. |
| Is the analysis governed by ex post facto doctrine applicable to pre-enactment offenses? | Need to address broader pre-enactment class beyond Vicks. | Court declines broader pre-enactment ruling; evidence insufficient for extension. | Court declines extended pre-enactment examination. |
Key Cases Cited
- Morales v. Galaza, 514 U.S. 499 (U.S. 1995) (parole deferral context—ex post facto typically not violated unless longer confinement risk)
- Garner v. Jones, 529 U.S. 244 (U.S. 2000) (board discretion and system context govern ex post facto assessment)
- In re Rosenkrantz, 29 Cal.4th 616 (Cal. 2002) (some evidence standard; parole decisions review)
- In re Jackson, 39 Cal.3d 464 (Cal. 1985) (procedural change outside ex post facto—earlier deferrals to relieve board workload)
- In re Lawrence, 44 Cal.4th 1181 (Cal. 2008) (parole suitability and evolving maturity considerations)
- In re Dannenberg, 34 Cal.4th 1061 (Cal. 2005) (parole base term matrices and standard of review)
- Weaver v. Graham, 450 U.S. 24 (U.S. 1981) (good-conduct credits; punitive effect considerations)
- Miller v. Florida, 482 U.S. 423 (U.S. 1987) (presumptive sentencing ranges; regulatory vs punitive change analysis)
- Smith v. Doe, 538 U.S. 84 (U.S. 2003) (intent vs punitive effect in ex post facto inquiry)
- Lindsey v. Washington, 301 U.S. 397 (U.S. 1937) (classic ex post facto retroactivity case (historical reference))
