In re Tustaniwsky
758 F.3d 179
| 2d Cir. | 2014Background
- Oleh R. Tustaniwsky, an attorney admitted to the Second Circuit bar, was investigated by the Court’s Committee on Admissions and Grievances for misconduct in multiple appeals.
- The Committee found clear and convincing evidence that Tustaniwsky: defaulted on scheduling orders in 22 cases (10 leading to show-cause orders), filed substantively deficient briefs in 5 cases, filed knowingly meritless pleadings, and caused prejudice to at least two clients whose appeals were dismissed.
- Aggravating factors included lack of remorse, hostile attitude toward the Committee, a pattern of misconduct, and lack of candor; a limited mitigating factor was that some conduct stemmed from employer instructions.
- The Committee recommended a one-year suspension and CLE requirements; Tustaniwsky acknowledged some mistakes but disputed or minimized others and described remedial steps.
- The Court adopted the Committee’s findings largely as written, rejected an allegation of intentional misrepresentation in one extension request, but agreed that permitting defaults for client non-payment was improper.
- The Court publicly reprimanded Tustaniwsky and imposed a one-year suspension from practice before the Second Circuit, with detailed procedures for handling pending matters and notice to clients.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Tustaniwsky knowingly misrepresented basis for an extension in Chen v. Mukasey | Concurring Committee member: requested extension based on false pretext | Tustaniwsky (and Committee majority): he plausibly believed transcript problem justified extension | Court accepted Committee majority: insufficient evidence of intentional misrepresentation |
| Whether permitting defaults due to client nonpayment is proper | Concurring Committee member: improper to let cases default for nonpayment | Tustaniwsky: followed employer instructions; mitigation sought | Court: improper; employer instruction offers minimal mitigation; attorneys must seek withdrawal or stay instead |
| Whether Tustaniwsky’s briefing failures constituted professional misconduct | Committee: briefs omitted dispositive or exhaustion-related arguments, causing waiver and prejudice | Tustaniwsky: believed only viable issues should be raised; expected court to recognize exceptions without explicit argument | Court: deficient briefing violated duties to clients; issues were waived and prejudiced clients |
| Appropriate discipline for the misconduct | Committee majority and concurring member: one-year suspension and CLE conditions | Tustaniwsky: requested consideration of overall record and remedial measures; did not contest suspension outright | Court imposed public reprimand and one-year suspension, citing aggravating factors (lack of remorse, pattern, hostility) |
Key Cases Cited
- In re Payne, 707 F.3d 195 (2d Cir.) (deference to committee credibility findings)
- Bennett v. Mukasey, 525 F.3d 222 (2d Cir.) (attorney may not permit dismissal/default due to nonpayment)
- In re Fengling Liu, 664 F.3d 367 (2d Cir.) (default dismissal prejudices client by denying panel review)
- Sioson v. Knights of Columbus, 303 F.3d 458 (2d Cir.) (court is not appellant’s advocate; must raise arguments in brief)
- Yueqing Zhang v. Gonzales, 426 F.3d 540 (2d Cir.) (issues not sufficiently argued are waived)
- LNC Invs., Inc. v. Nat'l Westminster Bank, 308 F.3d 169 (2d Cir.) (court may reach waived issues only to avoid manifest injustice)
- Peters v. Comm. on Grievances for U.S. Dist. Court for S. Dist. Of New York, 748 F.3d 456 (2d Cir.) (consideration of supervisory instruction as aggravating factor)
