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In re the Personal Restraint of Stockwell
316 P.3d 1007
Wash.
2014
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Background

  • In 1986 Daniel Stockwell pleaded guilty to first-degree statutory rape; his plea form and judgment misstated the statutory maximum as 20 years (actual maximum = life).
  • He received a downward SSOSA sentence (24 months treatment, 12 months supervision), completed it in 1989, and was discharged.
  • A 1989 statutory one-year time limit for collateral attacks (RCW 10.73.090) required DOC to attempt notice to those under community supervision; Stockwell says he received no notice.
  • In 2004 Stockwell’s later convictions triggered a life sentence as a persistent offender; he filed a personal restraint petition (PRP) attacking the 1986 plea as involuntary due to the misstatement of the maximum.
  • Lower courts found the petition timely (DOC failed to give notice) but concluded Stockwell failed to show prejudice from the misinformation; the Washington Supreme Court granted review on whether collateral relief required a showing of actual and substantial prejudice.

Issues

Issue Plaintiff's Argument (Stockwell) Defendant's Argument (State) Held
Timeliness of PRP under RCW 10.73.090 (did DOC attempt notice?) Statute’s one-year bar should not apply because DOC did not attempt to notify him while he was under supervision. DOC’s posting satisfied attempt in many cases; time bar should apply. Court: Petition not time barred here because Stockwell lacked opportunity to see notices; DOC’s postings after discharge did not satisfy attempt.
Standard of prejudice required in a PRP challenging an involuntary plea based on misinformation of statutory maximum Misstatement presumptively prejudicial (as on direct appeal); no need to prove actual and substantial prejudice on collateral review. Collateral review requires higher finality standard; petitioner must show actual and substantial prejudice. Court: On collateral review petitioner must show actual and substantial prejudice from the misstatement; presumption of prejudice on direct appeal does not automatically carry to PRP.
Whether Stockwell met actual and substantial prejudice standard (implied) Misinformation about maximum rendered plea involuntary. He received a lawful downward SSOSA sentence, completed it decades earlier; no practical prejudice shown. Court: Stockwell failed to show actual and substantial prejudice; PRP denied.
Scope of precedents (St. Pierre, Isadore, Bradley, Weyrich, Mendoza) — do direct-appeal presumptions control PRP? Prior cases support presuming prejudice for plea-misinformation claims on collateral review. St. Pierre and later cases require distinguishing direct-appeal presumptions from PRP finality interests. Court: Clarifies that St. Pierre rejects a categorical carryover; direct-appeal presumptions do not automatically control PRP; actual-and-substantial prejudice generally required.

Key Cases Cited

  • In re Personal Restraint of McKiearnan, 165 Wn.2d 777 (2009) (addressed facial invalidity/time-bar context)
  • In re Personal Restraint of Coats, 173 Wn.2d 123 (2011) (clarified PRP standards)
  • In re Personal Restraint of St. Pierre, 118 Wn.2d 321 (1992) (rejected categorical rule equating direct-appeal per se prejudice with PRP per se prejudice)
  • In re Personal Restraint of Hagler, 97 Wn.2d 818 (1982) (established PRP burden requiring actual and substantial prejudice for trial errors)
  • State v. Weyrich, 163 Wn.2d 554 (2008) (on direct appeal, misinformation of statutory maximum may render plea involuntary)
  • State v. Mendoza, 157 Wn.2d 582 (2006) (direct-appeal treatment of plea voluntariness when direct consequences misrepresented)
  • In re Personal Restraint of Isadore, 151 Wn.2d 294 (2004) (applied direct-appeal standard in unusual PRP posture; discussed materiality vs voluntariness)
  • In re Personal Restraint of Fawcett, 147 Wn.2d 298 (2002) (required actual and substantial prejudice for sentencing-consequence misinformation on PRP)
  • In re Personal Restraint of Richardson, 100 Wn.2d 669 (1983) (recognized some errors may presume prejudice on collateral review)
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Case Details

Case Name: In re the Personal Restraint of Stockwell
Court Name: Washington Supreme Court
Date Published: Jan 23, 2014
Citation: 316 P.3d 1007
Docket Number: No. 86001-7
Court Abbreviation: Wash.