In re the Disciplinary Proceeding Against Petersen
180 Wash. 2d 768
| Wash. | 2014Background
- Petersen, a long‑time certified professional guardian, faced Board discipline for conduct involving D.S. and J.S. Petersen Place placements.
- The SOPC conducted an inquest at the request of Commissioner Valente, leading to a Board complaint filed April 25, 2012 and a hearing in Oct 2012.
- Hearing Officer Simmons found multiple SOP violations related to relocation decisions and failure to involve family and care planning, causing significant ward injuries.
- Recommended sanctions included a 1‑year suspension, 3‑month prohibition on new cases, a 24‑month post‑suspension probation, and cost shifting; the Board adopted most sanctions but reduced fees.
- Petersen challenged the Board’s decision, arguing separation of powers, appearance of fairness, evidentiary standard, and lack of proportionality analysis; the court remanded for proportionality and consistency analysis.
- The opinion affirms Board structure and due process while remanding to consider proportionality with respect to sanctions and fees.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Separation of powers validity | Petersen: Board’s quasi‑legislative, executive, and judicial powers threaten separation of powers. | Board: Powers properly delegated within judiciary; no constitutional violation. | No separation of powers violation |
| Appearance of fairness | Petersen: Inquest and officer biases create appearance of unfairness. | Board: no proven bias; proceedings were fair and impartial. | Appearance of fairness not violated |
| Evidentiary standard | Petersen: Preponderance standard unreasonably lowers safeguards; argues for clear and convincing. | Board: Mathews balancing supports preponderance given safeguards; state interest strong. | Preponderance standard appropriate |
| Proportionality and consistency | Petersen: sanctions and fees may be disproportionate; require consistency with similar cases. | Board: sanctions justified by aggravating factors; consistency analyzed historically but not required to mirror past cases. | Remand for explicit proportionality/consistency analysis |
| Procedural safeguards sufficiency | Petersen: SOPs mirror due process; concerns about procedures. | Board: procedures provide notice, representation, discovery, and review; adequate under governing standards. | Procedural safeguards are sufficient |
Key Cases Cited
- Guardianship of Lamb, 173 Wn.2d 173 (2011) (guardianship standards and court oversight)
- State v. Simmons, 152 Wn.2d 450 (2004) (procedural safeguards in disciplinary regimes)
- In re Disciplinary Proceeding Against Haley, 156 Wn.2d 324 (2006) (disciplinary rules and enforcement by the judiciary)
- In re Disciplinary Proceeding Against King, 168 Wn.2d 888 (2010) (fairness presumption in hearing officers)
- Hardee v. Department of Social & Health Services, 172 Wn.2d 1 (2011) (preliminary balancing test in due process for administrative proceedings)
- Carrick v. Locke, 125 Wn.2d 129 (1994) (separation of powers framework and agency delegation)
