In Re Tanaka
640 F.3d 1246
| Fed. Cir. | 2011Background
- Tanaka appeals a Board decision holding that a reissue adding only narrower claims while retaining all original claims is not a proper § 251 error correction.
- The '991 patent covers an alternator pulley with a one-way clutch; Tanaka filed a reissue to broaden claim 1, later proceeding with unamended original claims 1-7 and adding dependent claim 16.
- Examiner rejected claims 1-7 and 16 as non-correctible under § 251; the Board affirmed, concluding Tanaka sought a hedge against possible invalidity rather than a valid § 251 error.
- This court reverses, holding that adding dependent claims while retaining original claims is consistent with longstanding reissue precedent and § 251’s remedial purpose.
- The court holds a patent can be partly inoperative due to omission of a narrower dependent claim, and distinguishes no-defect reissues from the present petition.
- Dissent by Judge Dyk argues the majority misreads precedent and would allow reissue where all original claims remain.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| May a reissue add a narrower dependent claim while preserving all original claims under § 251? | Tanaka: allowed as hedge against possible invalidity of original claims. | PTO: not proper because it does not correct an error under § 251 and retains all original claims. | Yes; reissue proper under § 251. |
| Does omission of a narrower dependent claim render a patent partly inoperative warranting reissue? | Tanaka argues omission can render inoperative; narrower claims clarify scope. | PTO: omission does not render patent partly inoperative since dependent claim subsumed by independent claim. | Omission can render patent partly inoperative; reissue permissible. |
| Is the Board bound by older cases that did not squarely decide whether retaining original claims with added narrow claims is proper for reissue? | Tanaka asserts long-standing practice supports the approach. | PTO argues those cases do not squarely address the issue. | No; the court can decide merits, recognizing longstanding precedent supports the approach. |
| Does the public policy concern about hedge reissues undermine § 251's remedial purpose? | Public has interest in preventing hedges limiting patent scope. | Equitable intervening rights and longstanding practice mitigate concerns. | Remedial purpose and stare decisis support the hedge-declared approach. |
Key Cases Cited
- In re Handel, 312 F.2d 943 (1963) (hedge against possible invalidity; implied proper purpose for reissue)
- In re Muller, 417 F.2d 1387 (1969) (properly define invention narrowly; species vs. original claims)
- Hewlett-Packard Co. v. Bausch & Lomb, Inc., 882 F.2d 1556 (Fed. Cir. 1989) (assumed hedge practice; did not decide on omission of narrow claims)
- Gage v. Herring, 107 U.S. 640 (1883) (reissue not proper absent correction of an error in the original claims)
- Pall Corp. v. Micron Separations, Inc., 66 F.3d 1211 (Fed. Cir. 1995) (each claim is a separate statement of the patented invention)
