186 A.3d 134
Me.2018Background
- Mother moved from New York to Maine with the child in July 2016; Maine DHHS placed the child in protective custody after safety concerns and an open NY child‑protection case.
- A December 2016 jeopardy hearing found the father had subjected the mother (and by extension the child) to long‑term domestic violence, including sexual assault, and had abandoned the child; the court relieved DHHS of reunification obligations as to the father.
- DHHS filed a petition to terminate the father's parental rights in July 2017; father was served in New York.
- Father’s counsel moved to withdraw in September 2017 due to lack of client communication; the court granted withdrawal and informed the father he could apply for new counsel.
- Father did not request substitute counsel, did not seek a continuance, and did not appear at the November 15, 2017 termination hearing; the court held the hearing in his absence and terminated his parental rights under 22 M.R.S. § 4055(1)(B)(2)(a),(b)(i)–(iv).
Issues
| Issue | Father’s Argument | State’s Argument | Held |
|---|---|---|---|
| Whether father received ineffective assistance when counsel withdrew before the termination hearing | Withdrawal left father unrepresented; no case was presented at hearing | Withdrawal was permissibly granted after poor client communication; father had time to seek new counsel and did not do so | No prima facie showing of ineffective assistance; judgment affirmed |
| Whether counsel’s withdrawal itself was deficient performance | Withdrawal was improper and violated professional rules; deprived father of counsel at critical proceeding | Withdrawal occurred with court leave, months before trial, and counsel was not a participant at hearing so cannot be faulted for later absence | Withdrawal did not establish deficient performance on the record |
| Whether father was prejudiced by lack of counsel (could not testify, present witnesses, cross‑examine) | Absence of counsel deprived father of ability to participate effectively | Father could have participated pro se or telephonically, had prior telephonic participation; he failed to request substitute counsel or other relief | No prejudice shown; father had opportunity and notice but was a nonparticipant |
| Whether UCCJEA challenge to jurisdiction amounted to ineffective assistance on appeal of jeopardy order | Counsel failed to raise UCCJEA jurisdiction challenge | UCCJEA does not apply to child protection proceedings; father failed to make prima facie showing | Court need not reach merits; no prima facie ineffectiveness shown |
Key Cases Cited
- In re Tyrel L., 172 A.3d 916 (Me. 2017) (describes methods to raise ineffective‑assistance claims in termination appeals)
- In re M.P., 126 A.3d 718 (Me. 2015) (sets standard for demonstrating counsel deficiency and prejudice)
- In re Aliyah M., 144 A.3d 50 (Me. 2016) (requires affidavit stating specific basis for ineffectiveness claims)
- In re T.B., 65 A.3d 1282 (Me. 2013) (parent may participate in proceedings without counsel, including telephonic participation)
- In re Frederick P., 779 A.2d 957 (Me. 2001) (withdrawal by counsel not necessarily deficient where client conduct impedes representation)
- State v. Nisbet, 134 A.3d 840 (Me. 2016) (conditions when immediate withdrawal may be appropriate to protect counsel’s obligations)
- Lincoln v. Burbank, 147 A.3d 1165 (Me. 2016) (issues raised first in reply brief may be deemed waived)
