121 A.3d 1252
D.C.2015Background
- In uncontested reciprocal discipline, identical discipline should be imposed with minimal review.
- Alabama Disciplinary Board found Caffey engaged in serious misconduct and disbarred her on August 21, 2009.
- Caffey failed to report her Alabama disbarment to the DC Bar and later claimed fraud in Alabama records.
- On January 3, 2014 Bar Counsel filed a certified Alabama order; DC suspended Caffey and sought disbarment identical to Alabama.
- The Board recommended a ninety-day suspension with a fitness requirement, but this was treated as contested rather than identical discipline.
- Caffey had been administratively suspended in DC since 1987 for nonpayment of dues.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Should identical discipline be automatic in uncontested reciprocal cases? | Identical discipline should be imposed with minimal review. | Board allowed contested-review elements, which was improper for uncontested cases. | Yes; impose identical discipline with limited review. |
| Did the Board's analysis treat the matter as contested, undermining automaticity? | Board erred by applying contest-like review in an uncontested case. | Board sought to balance considerations, but the matter remained uncontested. | The matter should have been treated as uncontested with automatic discipline. |
| Whether there was an obvious miscarriage of justice justifying non-identical discipline? | No rare miscarriage; automatic discipline appropriate. | Differences between Alabama and DC rules could justify non-identical sanction. | No miscarriage; identical discipline warranted. |
| Whether Caffey's notice and opportunity to be heard support identical discipline? | Notice and opportunity to be heard in Alabama support automatic discipline. | Nonparticipation could warrant departure under limited review. | Notwithstanding nonparticipation, identical discipline applies. |
Key Cases Cited
- In re Childress, 811 A.2d 805 (D.C. 2002) (identical discipline with minimal review in uncontested cases)
- In re Spann, 711 A.2d 1262 (D.C. 1998) (rarely present obvious miscarriage of justice in uncontested cases)
- In re Drager, 846 A.2d 992 (D.C. 2004) (uncontested case where respondent did not contest reciprocal discipline)
- In re Gruber, 889 A.2d 991 (D.C. 2005) (reciprocal disbarment in uncontested proceeding where notice and opportunity to be heard)
- In re Berger (Awuah), 737 A.2d 1033 (D.C. 1999) (reciprocal discipline with fitness requirement; contest not required)
- In re Jacoby, 945 A.2d 1193 (D.C. 2008) (limited review in reciprocal discipline)
