History
  • No items yet
midpage
In re Rumsey
301 Kan. 438
| Kan. | 2015
Read the full case

Background

  • James E. Rumsey, an attorney admitted in 1972, was charged by the Disciplinary Administrator after conduct at a July 8, 2013 felony trial in Douglas County and related submissions in the ensuing investigation.
  • At trial Rumsey called a prosecutor a “dirty bitch” after the court barred introduction of a witness’s preliminary hearing testimony; he apologized in court and self-reported the incident.
  • Rumsey submitted an affidavit from his client [R.C.] to the Disciplinary Administrator that was notarized by his secretary though the client had not sworn and signed before the notary; Rumsey admitted the affidavit was not properly notarized.
  • The hearing panel found clear and convincing evidence of violations of KRPC 3.5(d) (undignified conduct), 8.1(a) (false statement in disciplinary matter), 8.4(c) (dishonesty/misrepresentation), and 8.4(d) (prejudicial conduct). Rumsey stipulated to several violations.
  • Panel considered aggravating factors (six prior disciplinary matters, multiple offenses, experience) and mitigating factors (remorse, medical condition, cooperation) and recommended published censure.
  • The Kansas Supreme Court adopted the panel’s findings but imposed a different sanction: a 3-year suspension stayed and replaced by 3 years probation with required probation plan (mental health therapy, practice supervision, self-reporting), directing Rumsey to submit a plan within 14 days.

Issues

Issue Disciplinary Administrator's Argument Rumsey's Argument Held
Whether Rumsey’s courtroom comment violated KRPC 3.5(d) (undignified/degrading conduct) Comment was unprofessional, degrading to tribunal and counsel; warrants misconduct finding Framed as a momentary breach caused by pain/anxiety; apologized and self-reported Violated KRPC 3.5(d); misconduct established
Whether Rumsey’s affidavit submission violated KRPC 8.1(a) (false statement in disciplinary matter) Affidavit falsely implied proper notarization and oath; knowingly submitted Asserted negligence and lack of intent to deceive; claimed ignorance about notarization impropriety Violated KRPC 8.1(a); stipulation accepted
Whether affidavit constituted misconduct under KRPC 8.4(c) (dishonesty, deceit, misrepresentation) The notarized affidavit misrepresented that it was sworn before a notary; reflects dishonesty Denied intent to deceive; characterized action as negligent; emphasized cooperation Violated KRPC 8.4(c); stipulation accepted
Whether courtroom conduct was prejudicial to administration of justice (KRPC 8.4(d)) Comment upset prosecutors, victim, and could warrant contempt; prejudiced justice Explained medical distress and frustration; apologized and expressed remorse Violated KRPC 8.4(d); misconduct established

Key Cases Cited

  • In re Chavez, 292 Kan. 45 (2011) (discipline for conduct prejudicial to administration of justice supports sanctioning)
  • In re Rathbun, 285 Kan. 137 (2007) (misconduct including discourteous courtroom behavior relevant to discipline)
  • In re Rumsey, 276 Kan. 65 (2003) (Court’s prior suspension and commentary on respondent’s repeated violations)
  • In re Foster, 292 Kan. 940 (2011) (clear-and-convincing standard and review in disciplinary proceedings)
  • In re Lober, 288 Kan. 498 (2009) (definition of clear and convincing evidence)
  • In re Dennis, 286 Kan. 708 (2008) (court’s role in tailoring discipline to case facts)
  • In re Mintz, 298 Kan. 897 (2014) (court is not bound by panel recommendations)
  • In re Busch, 287 Kan. 80 (2008) (consideration of unique facts over prior cases when imposing discipline)
Read the full case

Case Details

Case Name: In re Rumsey
Court Name: Supreme Court of Kansas
Date Published: Feb 27, 2015
Citation: 301 Kan. 438
Docket Number: 112923
Court Abbreviation: Kan.