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940 F.3d 1332
D.C. Cir.
2019
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Background

  • Roger Stone was indicted in January 2019 on obstruction, false-statement, and witness-tampering counts; he was released on personal recognizance subject to conditions restricting communications about the case and witnesses.
  • The district court entered a Local Criminal Rule 57.7(c) media-order (Feb. 15, 2019) limiting extrajudicial statements by counsel and participants near the courthouse and reserving right to amend.
  • Stone posted an Instagram image (Feb. 18, 2019) depicting the judge with crosshairs and made subsequent public statements; the court held a hearing, found Stone’s explanations not credible, and modified release conditions (Feb. 21, 2019) to bar public statements about the case or participants and to prohibit indirect statements via surrogates.
  • The government later identified further posts and messages it viewed as violations; the court further tightened restrictions (July 16–17, 2019), including a social-media blackout for Instagram/Twitter/Facebook.
  • Stone and four family members petitioned the D.C. Circuit for a writ of mandamus seeking to vacate the modified release orders as unconstitutional prior restraints; the D.C. Circuit dismissed the petition for lack of jurisdiction because adequate alternative remedies existed.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether mandamus is proper to vacate release-condition modifications alleged to be unconstitutional prior restraints Stone: orders are prior restraints on First Amendment rights; mandamus warranted Courts/Govt: mandamus is extraordinary and unavailable if adequate alternative remedies exist Dismissed: mandamus unavailable because adequate alternatives exist; court did not reach merits
Whether Stone had an adequate alternative remedy Stone: needed expedited relief; mandamus necessary Govt: Stone could have pursued prompt appeal under 18 U.S.C. § 3145(c) or timely appealed/modification motions Held: Stone had an adequate remedy (direct appeal); he failed to timely pursue it, so mandamus is not available
Whether Stone’s family members may seek mandamus based on alleged chilling/surrogacy fears Family: order chills their speech and could be construed as acting as Stone’s surrogates Govt/Court: they remain free to speak independently and can seek reconsideration and appeal; criminal aiding/abetting law already constrains knowingly assisting violations Held: Family members have adequate alternatives (motion for reconsideration and, if denied, appeal under collateral-order principles); mandamus denied
Whether the district-court orders are overbroad prior restraints on speech Petitioners: orders are unconstitutional prior restraints District court: restrictions were necessary and least restrictive to prevent material prejudice, citing Bail Reform Act and precedent Court did not decide on overbreadth; disposition was jurisdictional (dismissal for lack of mandamus jurisdiction)

Key Cases Cited

  • Allied Chem. Corp. v. Daiflon, 449 U.S. 33 (1980) (mandamus is a drastic, extraordinary remedy)
  • American Hosp. Ass'n v. Burwell, 812 F.3d 183 (D.C. Cir. 2016) (mandamus requires showing no adequate alternative remedy among other prongs)
  • In re Asemani, 455 F.3d 296 (D.C. Cir. 2006) (dismissing mandamus petition for lack of jurisdiction when alternatives existed)
  • Gentile v. State Bar of Nevada, 501 U.S. 1030 (1991) (legal principles on speech restrictions and trial-related gag orders)
  • United States v. Salerno, 481 U.S. 739 (1987) (Bail Reform Act appellate-review framework for detention/release decisions)
  • United States v. Manafort, 897 F.3d 340 (D.C. Cir. 2018) (example of direct appeal of pretrial release/detention order)
  • In re Reporters Committee for Freedom of the Press, 773 F.2d 1325 (D.C. Cir. 1985) (nonparty collateral-order appeals of orders affecting First Amendment interests)
  • United States v. Hubbard, 650 F.2d 293 (D.C. Cir. 1980) (nonparties should present First Amendment claims first to the trial court rather than seek mandamus)
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Case Details

Case Name: In re: Roger Stone, Jr.
Court Name: Court of Appeals for the D.C. Circuit
Date Published: Oct 22, 2019
Citations: 940 F.3d 1332; 19-3054
Docket Number: 19-3054
Court Abbreviation: D.C. Cir.
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    In re: Roger Stone, Jr., 940 F.3d 1332