In Re: Order Amending Rules 803(6), 803(8) and 803(10) Approving the Revision of the Comments to Rules 802, 803(7) and 803(9), and Adopting New Rule 902(13) of the Pennsylvania Rules of Evidence
715 Supreme Court Rules Docket
Pa.Nov 9, 2016Background
- Pennsylvania Rule of Evidence 802 establishes hearsay is inadmissible except as provided by the Rules, other rules prescribed by the Pennsylvania Supreme Court, or by statute.
- Pennsylvania organizes hearsay exceptions differently from the Federal Rules; primary exceptions appear in Pa.R.E. 803, 803.1, and 804.
- Pa.R.E. 803(6) (business records) allows records of acts/events/conditions made near the time by someone with knowledge, kept in a regular activity, made by regular practice, authenticated by custodian or certification, and not undermined by untrustworthiness. It excludes opinions/diagnoses.
- Pennsylvania declined to adopt several federal exceptions (F.R.E. 803(7), 803(8), 803(9), 803(10) in their federal forms), instead relying on statutes (notably 42 Pa.C.S. § 6104 and § 5328) and existing rules to cover public records, vital statistics, and certificates of non-existence.
- Pa.R.E. 902(13) provides self-authentication for certificates of non-existence of a public record, reflecting statutory mechanisms for proving lack of a public record.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Scope of Pa.R.E. 802 — hearsay admissibility sources | Hearsay admissible only when covered by Pa.R.E., other Supreme Court rules, or statute | Broader admission would undermine rule | Court: Limits admissibility to Pa.R.E., other Court-prescribed rules, or statutes; cites differences from federal rule text and coverage |
| Business-records exception (Pa.R.E. 803(6)) — contents and limits | Proponent: Business records admissible if made near time, by knowledgeable person, regularly kept, and properly authenticated | Opponent: May challenge trustworthiness or contend opinions/diagnoses excluded | Court: Admits records meeting (A)-(E); excludes opinions/diagnoses; allows exclusion if source or circumstances indicate lack of trustworthiness; constitutional confrontation concerns for criminal defendants (Melendez-Diaz) apply |
| Absence of entry in a business record (F.R.E. 803(7)) — adopt or reject | Proponent: Absence should be an exception because it proves nonoccurrence when records would normally show it | Opponent: Absence is not hearsay and should be evaluated under relevance | Court: Rejected F.R.E. 803(7); treats absence as non-hearsay circumstantial evidence governed by relevance (Pa.R.E. 401 et seq.) |
| Public records exception (F.R.E. 803(8)) — adoption and scope | Proponent: Adopt federal public-records exception | Opponent: Use state statute (42 Pa.C.S. § 6104) and existing rules rather than adopting F.R.E. 803(8) text | Court: Did not adopt F.R.E. 803(8); relies on 42 Pa.C.S. § 6104 and authentication rules; limits to facts (not opinions/diagnoses) |
| Certificate of non-existence / proof of no public record (Pa.R.E. 803(10) / 902(13)) | Proponent: Allow certified statements of non-existence, self-authenticating | Opponent: Concern about confrontation rights in criminal cases without testimony | Court: Did not adopt federal 803(10) verbatim but provided mechanisms via statutes and Pa.R.E. 902(13); preserves confrontation considerations and Pa.R.Crim.P. procedures (e.g., defendant’s rights to demand testimony) |
Key Cases Cited
- Williams v. McClain, 520 A.2d 1374 (Pa. 1987) (supports exclusion of opinions/diagnoses from business-records exception)
- Commonwealth v. DiGiacomo, 345 A.2d 605 (Pa. 1975) (historical Pennsylvania treatment of business records and hearsay exceptions)
- Melendez-Diaz v. Massachusetts, 557 U.S. 305 (2009) (confrontation-clause concerns when admitting forensic reports without testimony)
- Klein v. F.W. Woolworth Co., 163 A. 532 (Pa. 1932) (absence of entry in records admissible to prove nonexistence where records regularly kept)
- Stack v. Wapner, 368 A.2d 292 (Pa. Super. 1976) (absence of record treated as circumstantial, relevant evidence rather than hearsay)
