In re M.P.
2015 ME 138
| Me. | 2015Background
- Mother's parental rights to M.P. were terminated under 22 M.R.S. § 4055(1) after a petition by DHHS and a February 2014 termination hearing.
- District Court found clear and convincing evidence of at least one ground of parental unfitness and that termination was in M.P.'s best interests.
- Mother has cognitive limitations and histories of anxiety/depression; she participated in multiple reunification and support programs for months but safety concerns persisted.
- The termination hearing featured testimony from six witnesses; the mother testified but her attorney offered no additional witnesses, and GAL testified.
- During the Rule 60(b)(6) motion process, mother claimed ineffective assistance of counsel and sought to call additional witnesses; affidavits were submitted from others.
- The trial court denied the Rule 60(b)(6) motion, finding no deficient performance by counsel and that additional testimony would not have altered the outcome.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Procedural vehicle for ineffectiveness claims | Mother argues for relief via 60(b)(6) or direct appeal path. | State asserts procedural route balanced with finality interests; direct appeal preferred when record suffices. | Direct appeal with no new facts; or 60(b)(6) when needed, properly limited. |
| Applicable standard for ineffective assistance | Mother contends for a standard beyond Strickland. | State argues for Strickland or, alternatively, a comparable 'fundamental fairness' approach. | Court adopts Strickland standard, adapted for termination proceedings. |
| Due process at Rule 60(b)(6) hearing | Mother contends denial of opportunity to call witnesses violated due process. | State contends process balanced private and state interests and affidavits sufficed. | Procedures at the Rule 60(b)(6) hearing were adequate and not a due process violation. |
| Mathews v. Eldridge factors relevance | Mother asserts procedures failed to protect liberty interests. | State maintains balance among private, governmental interests; procedures were appropriate. | Mathews factors weighed in favor of adequacy; no due process violation shown. |
| Record sufficiency for ineffective assistance claim | Mother contends the record should be supplemented to prove deficiency and prejudice. | State argues affidavits and testimony at 60(b)(6) suffice to evaluate effectiveness. | Record was adequate; no need to supplement for direct appeal under Strickland. |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (Supreme Court 1984) (two-part test for ineffective assistance; deficiency and prejudice)
- In re RGB, 229 P.3d 1066 (Haw. 2010) (adopted alternative 'fundamental fairness' standard in some states)
- In re Cody T., 979 A.2d 81 (Me. 2009) (parental rights termination and due process considerations)
- In re S.P., 76 A.3d 390 (Me. 2013) (analysis of ineffective assistance in termination context (Me.))
- Mathews v. Eldridge, 424 U.S. 319 (Supreme Court 1976) (three-factor test for due process procedures)
- Aldus v. State, 748 A.2d 463 (Me. 2000) (standard for evaluating trial counsel performance)
- In re Thomas D., 2004 ME 104, 854 A.2d 195 (Me. 2004) (terminology and standards for termination proceedings)
- In re Thomas H., 2005 ME 123, 889 A.2d 297 (Me. 2005) (review of termination and best interest findings)
- In re A.M., 2012 ME 118, 55 A.3d 463 (Me. 2012) (due process and opportunity to be heard in termination context)
- Theriault v. State, 2015 ME 137, --- A.3d --- (Me. 2015) (clarification of Strickland components in Maine context)
