370 N.C. 149
N.C.2017Background
- M.A.W. was adjudicated neglected in 2013 based on the mother’s substance abuse and mental-health issues; respondent’s paternity was later confirmed while he was incarcerated.
- The trial court initially endorsed reunification with respondent, ordered him to enter a Family Services Agreement, and required sobriety and participation in services upon release.
- Mother voluntarily relinquished her rights in 2014; DSS changed the permanent plan to adoption after finding respondent’s post-release engagement and compliance had declined.
- DSS filed to terminate respondent’s parental rights in February 2015 on grounds of neglect and failure to legitimate; the trial court terminated respondent’s rights in August 2015, finding past neglect and a high probability of repetition.
- The Court of Appeals reversed, reasoning the prior neglect adjudication was attributable to the mother and there was insufficient evidence of neglect by the father at the termination hearing.
- The North Carolina Supreme Court granted certiorari and reversed the Court of Appeals, holding the trial court’s findings supported termination for neglect.
Issues
| Issue | Plaintiff's Argument (DSS) | Defendant's Argument (Respondent) | Held |
|---|---|---|---|
| Whether a prior adjudication of neglect tied to the mother can support termination of the father’s rights | Prior adjudication is admissible evidence and, combined with the father’s post-release conduct, supports termination for neglect | Father argues he was incarcerated at the time of the adjudication and thus could not have caused the neglect; Court of Appeals relied on that point | Trial court may consider prior adjudication even if father was incarcerated; here prior adjudication plus father’s conduct supported termination |
| Whether neglect existed at time of termination hearing (likelihood of repetition) | Trial court found respondent failed to comply with court orders, missed assessments, had unreliable housing/employment, reduced visitation, and ongoing substance/criminal history, showing likely repetition | Father argued absence of direct prior neglect by him and insufficient evidence of current neglect | Court held trial court made independent findings of present neglect and likelihood of repetition sufficient to support termination |
| Whether incarceration alone bars finding of neglect | DSS: incarceration is not dispositive; courts may consider surrounding circumstances | Respondent: incarceration precludes attributing prior neglect to him | Court reiterated incarceration, alone, is neither sword nor shield and may not bar termination findings |
Key Cases Cited
- In re Montgomery, 311 N.C. 101 (1984) (best interest of the child governs neglect/custody disputes)
- In re Ballard, 311 N.C. 708 (1984) (prior adjudication of neglect may be considered but, when parent has been separated long, there must be showing of past neglect and likelihood of future neglect)
- In re D.L.W., 368 N.C. 835 (2016) (when child separated long from parent, need proof of past neglect and likelihood of future neglect)
- In re C.L.S., 369 N.C. 58 (2016) (affirming termination of father’s rights where prior adjudication based on mother plus father’s subsequent noncompliance supported termination)
- In re P.L.P., 173 N.C. App. 1 (2005) (incarceration alone is neither a sword nor a shield in termination decisions)
- In re J.G.B., 177 N.C. App. 375 (2006) (discussing need to show neglect at time of hearing when no prior neglect by that parent was proven)
