In Re: Light
662 F. App'x 929
| Fed. Cir. | 2016Background
- Prema Jyothi Light applied to register two complex word-and-list designs as trademarks for children’s products; each design combined stylized wording (e.g., “SHIMMERING BALLERINAS & DANCERS”) with long columns/lists of fictional character names (≈570–660 words total).
- USPTO examining attorneys rejected the applications for (a) seeking multiple marks, (b) failing to function as trademarks (not source-identifying), and (c) proposed amendments that materially altered the marks; multiple abandons, revivals, and remands occurred over a decade of prosecution.
- Light submitted specimens (playbook, leaflets) and claimed acquired distinctiveness under § 2(f); she also proposed amended drawings (rearranged names, added color/background elements).
- The Trademark Trial and Appeal Board affirmed the examining attorney: the marks do not function as trademarks because the long lists appear informational (titles/lists of characters) and are not perceived as source indicators; specimens did not show trademark use; § 2(f) claim failed for lack of evidence of use as a mark.
- The Board also held the proposed amendments would materially alter the marks (new commercial impression or requiring additional searches/republication).
- The Federal Circuit affirmed, reviewing legal issues de novo and factual findings for substantial evidence, and declined to consider Light’s peripheral administrative complaints as irrelevant or untimely.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the applied-for matter functions as a trademark (source identifier) | Light: long stylized matter is recognizable and used where trademarks appear, so it identifies source; specimens show trademark use | PTO: the matter is informational (title/list of character names), too long/visually fragmented to function as a unitary mark | Held: Does not function as a trademark; substantial evidence supports Board’s factual findings |
| Whether the marks acquired distinctiveness under § 2(f) | Light: decades of use establish acquired distinctiveness | PTO: specimens show informational use, not promotion as a trademark; no evidence of use as a source indicator | Held: § 2(f) claim fails; insufficient evidence of trademark use |
| Whether proposed amendments materially alter the marks | Light: additions (color background, stars, rearranging names) are non-material and allowed under TMEP § 807.14(e)(ii) | PTO: amendments change commercial impression or would require additional search/republication | Held: Amendments materially alter marks; Board’s rejection affirmed |
| Procedural/administrative complaints (fee overpayment, document mishandling) | Light: alleged improper fee assessment and many USPTO handling errors | PTO/Board: these issues are untimely or irrelevant to the appealed refusals | Held: Court sees no error in Board declining to consider those issues |
Key Cases Cited
- In re Int’l Flavors & Fragrances Inc., 183 F.3d 1361 (Fed. Cir. 1999) (standard of review: Board’s legal conclusions reviewed de novo)
- On-Line Careline, Inc. v. Am. Online, Inc., 229 F.3d 1080 (Fed. Cir. 2000) (Board’s factual findings reviewed for substantial evidence)
- In re Bush Bros. & Co., 884 F.2d 569 (Fed. Cir. 1989) (whether matter functions as a trademark is a factual question)
- In re Owens-Corning Fiberglas Corp., 774 F.2d 1116 (Fed. Cir. 1985) (trademark must enable consumers to distinguish source)
- Coach Servs., Inc. v. Triumph Learning LLC, 668 F.3d 1356 (Fed. Cir. 2012) (acquired distinctiveness standard)
- In re Hacot-Colombier, 105 F.3d 616 (Fed. Cir. 1997) (material alteration test: whether republishing would be required)
- In re Thrifty, Inc., 274 F.3d 1349 (Fed. Cir. 2001) (material alteration and amendment standards)
