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212 A.3d 623
Vt.
2019
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Background

  • Petitioner filed an ethics complaint with Vermont’s Professional Responsibility Program alleging misconduct by an attorney; Bar Counsel screened and dismissed the complaint.
  • The Board Chair reviewed and upheld Bar Counsel’s dismissal; petitioner unsuccessfully sought to appeal to the Supreme Court.
  • Petitioner then filed a petition for extraordinary relief under V.R.A.P. 21 asking the Court to order Bar Counsel to refer the complaint for further investigation.
  • Petitioner later sought to add his former client as a co-petitioner; the Court denied the late addition and noted the client had not filed any grievance.
  • The Supreme Court analyzed standing—whether petitioner (or his client) had suffered a legally cognizable injury from the dismissal of the grievance—and dismissed the petition for lack of standing.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether a grievant has standing to seek judicial review of dismissal of an attorney-discipline complaint Petitioner argued Bar Counsel’s dismissal harmed his (and his client’s) rights and constitutional interests (e.g., right to trial free of conflicts), so extraordinary relief is warranted Bar Counsel argued grievants lack a legally cognizable, personal interest in disciplinary proceedings; only the public and the respondent lawyer have direct stakes Court held grievants lack standing; dismissal affirmed because disciplinary proceedings protect public interest, not private remedies

Key Cases Cited

  • Boyce v. N.C. State Bar, 814 S.E.2d 127 (N.C. Ct. App. 2018) (grievant lacks standing to challenge disciplinary authority’s disposition of a grievance)
  • In re Petition of Lath, 154 A.3d 1240 (N.H. 2017) (attorney discipline serves public interest; grievant has no personal right or remedy affected by discipline)
  • Akinaka v. Disciplinary Bd. of Haw. Sup. Ct., 979 P.2d 1077 (Haw. 1999) (complainant has no more standing to compel discipline than to compel licensing; allowing such suits would waste resources and usurp agency discretion)
  • Cotton v. Steele, 587 N.W.2d 693 (Neb. 1999) (disciplinary process is not a means of redress for those personally wronged by an attorney)
  • Turner v. Shumlin, 163 A.3d 1173 (Vt. 2017) (standing requires injury in fact, causation, and redressability)
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Case Details

Case Name: In re John Paul Faignant, Esq.
Court Name: Supreme Court of Vermont
Date Published: May 8, 2019
Citations: 212 A.3d 623; 2019 VT 29; SUPREME COURT DOCKET NO. 2019-093
Docket Number: SUPREME COURT DOCKET NO. 2019-093
Court Abbreviation: Vt.
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    In re John Paul Faignant, Esq., 212 A.3d 623