In re James – (
117517
| Kan. | Oct 20, 2017Background
- Kurt L. James, admitted 1996, was the subject of an uncontested disciplinary proceeding after a formal complaint alleging multiple KRPC violations related to three client matters (D.W., M.B., L.H.).
- Common misconduct: poor communication, repeated failure to act diligently, missed deadlines, discovery noncompliance, failure to account for client funds, delayed withdrawal after client termination, and causing unnecessary litigation delay.
- Specific client harms: D.W. paid $1,941 by wire (and a $1,359 tax refund); bills failed to reflect credits, client’s bankruptcy filings and child-support modification were neglected; M.B.’s journal entry was delayed causing loss of wage-garnishment opportunity; L.H. suffered compromised negotiation position from discovery failures and last-minute conversion to paternity action.
- Hearing panel found violations of KRPC 1.3, 1.4(a), 1.7(a)(2), 1.15(a),(b), 1.16(a), 3.2, and 8.4(d); panel recommended a 2-year suspension stayed in favor of 3 years probation with detailed supervisory requirements.
- The Disciplinary Administrator and James both recommended a 1-year suspension stayed for 3 years probation; the Kansas Supreme Court adopted that recommendation and ordered a one-year suspension stayed pending successful completion of a three-year probation with the panel’s probation terms.
Issues
| Issue | Disciplinary Administrator's Argument | James's Argument | Held |
|---|---|---|---|
| Whether James violated duties of diligence and communication (KRPC 1.3, 1.4) | Repeated failure to timely act, respond, and keep clients informed across three matters | Acknowledged failures and cooperated; proposed probation and corrective measures | Court adopted panel findings: clear-and-convincing violations of KRPC 1.3 and 1.4 |
| Whether James engaged in a concurrent conflict of interest (KRPC 1.7) | Personal interest (avoiding sanctions/fees) materially limited representation of L.H. at trial | Did not contest facts; mitigation argued | Panel and Court held violation of KRPC 1.7(a)(2) |
| Whether James failed to safeguard/account for client funds (KRPC 1.15) | Billing records repeatedly failed to reflect client payments; poor accounting | Returned some funds during investigation; argued lack of dishonest motive | Held violations of KRPC 1.15(a) and (b) for inadequate records and accounting |
| Appropriate discipline (suspension vs. stayed suspension with probation) | Recommended stayed 1-year suspension with 3-year probation (Disciplinary Administrator); panel recommended longer suspension but probation | Agreed to stayed 1-year suspension with proposed probation plan and corrective steps | Court imposed one-year suspension stayed pending successful completion of a three-year probation under detailed supervisory conditions |
Key Cases Cited
- In re Foster, 292 Kan. 940 (discussing standard of proof and disciplinary review)
- In re Lober, 288 Kan. 498 (defining clear-and-convincing standard in attorney discipline)
- In re Dennis, 286 Kan. 708 (quoted for definition of clear-and-convincing evidence)
