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In re I.F.
A146979
Cal. Ct. App.
Jun 29, 2017
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Background

  • I.F. committed juvenile offenses in 2012–2014, was declared a ward, placed on probation, and had multiple subsequent petitions; probation terminated successfully on December 3, 2014 and juvenile petitions were dismissed.
  • I.F. filed to seal his juvenile records on November 3, 2014 under former Welf. & Inst. Code § 781.
  • Effective January 1, 2015, the Legislature enacted former § 786, which mandates automatic sealing after satisfactory completion of probation for offenses not listed in § 707(b).
  • While I.F.’s sealing petition remained pending, he was charged as an adult in April 2015; the prosecutor sought disclosure of certain juvenile records for impeachment under § 827.
  • The juvenile court denied I.F.’s § 781 sealing petition (finding rehabilitation not shown) and granted limited disclosure for impeachment; I.F. appealed.
  • The Court of Appeal reversed and remanded, holding the juvenile court should have applied § 786 in adjudicating the pending sealing petition and the related disclosure request.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Which statute governs a sealing petition filed before but decided after § 786 took effect? Forfeiture: defendant didn’t raise § 786 below; court should not consider it on appeal. § 786 applies prospectively to pending petitions adjudicated after Jan 1, 2015; it eliminates the rehabilitation showing and mandates sealing. Court exercised discretion to reach the argument and held § 786 governed the adjudication because it is procedural and prospective for pending matters.
Does application of § 786 to a pending petition operate retroactively? People: presumption against retroactivity; new law shouldn’t change rights for past conduct. § 786 is procedural/amendatory, does not impose new liabilities, so its application to pending matters is prospective. Court held application was prospective (not impermissibly retroactive) because § 786 changed sealing procedure, not legal consequences of past conduct.
Was denying sealing under former § 781 proper given factual record? Probation dept. and court found rehabilitation not attained; denial affirmed. Even under § 781, record insufficient to deny; also counsel failures and DA delays affected process. Court did not resolve these factual/ineffective-assistance claims because statutory-error resolution (applying § 786) required reversal and remand.
Was disclosure for impeachment permissible after sealing denial? Prosecutor sought limited disclosure for impeachment under § 827; court granted contingent disclosure. Disclosure was tied to sealing outcome and should be revisited if § 786 requires sealing. Court reversed the disclosure order and remanded for reconsideration under § 786.

Key Cases Cited

  • Californians for Disability Rights v. Mervyn’s LLC, 39 Cal.4th 223 (2006) (explains prospective vs. retroactive application of statutes and that procedural rules governing pending litigation may be applied prospectively)
  • In re Y.A., 246 Cal.App.4th 523 (2016) (interpreting § 786’s automatic-sealing mandate after satisfactory probation)
  • People v. Estrada, 63 Cal.2d 740 (1965) (rule on retroactive application of ameliorative criminal statutes)
  • People v. Brown, 54 Cal.4th 314 (2012) (limits Estrada to statutes that mitigate punishment)
  • Matteo v. Department of Motor Vehicles, 209 Cal.App.4th 624 (2012) (applying amended statute to post-enactment proceedings that affect pending cases without altering past legal consequences)
Read the full case

Case Details

Case Name: In re I.F.
Court Name: California Court of Appeal
Date Published: Jun 29, 2017
Docket Number: A146979
Court Abbreviation: Cal. Ct. App.