300 Ga. 862
Ga.2017Background
- In March 2012 David W. Fry entered Alford pleas and received First Offender probation on two felony bribery counts in Richmond County; probation terminated in 2016 with discharge under the First Offender Act.
- The State Bar received certified conviction records in 2012 but did not promptly pursue disciplinary action; it initiated proceedings in 2016 under Bar Rule 4-106 seeking show-cause why Fry should not be disbarred.
- After a special master was appointed, Fry filed a “Petition for Voluntary Resolution” under State Bar Governance Rule 1-208 asking the Bar to dismiss the disciplinary proceeding so he could resign in lieu of discipline and pledged not to seek readmission.
- The Bar and special master both recommended accepting Fry’s proposal, citing mitigation (delay by Bar, Fry’s age, ill health, limited practice) and public protection by removing him from the rolls.
- The Supreme Court of Georgia reviewed the recommendation, addressed whether an Alford plea constitutes a felony conviction for disciplinary purposes, and rejected Fry’s petition, remanding for further proceedings.
Issues
| Issue | Fry's Argument | State Bar's Argument | Held |
|---|---|---|---|
| Whether an Alford plea/First Offender treatment constitutes a conviction violating Rule 8.4(a)(2) | Alford plea might not amount to a Rule 8.4(a)(2) conviction | An Alford plea with certified imposition of first offender probation is a conviction for Rule 8.4(a)(2) purposes | Alford plea/first offender probation does constitute a violation of Rule 8.4(a)(2) |
| Whether the Court may accept a voluntary resignation-style resolution while disciplinary proceedings are pending | Requested dismissal of disciplinary case so he could resign and waive readmission | Bar supported the resolution as reasonable given mitigation | Court declined to create an alternative to voluntary surrender; rejected petition and remanded |
| Whether delay by the Bar and Fry’s health/age justify the unusual resolution | Delay and Fry’s alleged ill health and limited practice justify compassionate dismissal and resignation | Bar acknowledged delay as mitigating and recommended acceptance | Court found mitigation insufficient to permit wiping Fry’s disciplinary record; medical proof was inadequate and delay did not show actual prejudice |
| Whether Fry’s proposed resignation would effectively expunge Georgia disciplinary record for other jurisdictions | Proposed resignation would remove Fry from Georgia rolls and he agreed not to seek readmission (disputed scope to other jurisdictions) | Bar said Fry agreed not to seek readmission in Georgia or other jurisdictions (ambiguity exists) | Court noted uncertainty and declined to endorse a resolution that could leave Fry with no Georgia disciplinary record while criminal matters remain public |
Key Cases Cited
- North Carolina v. Alford, 400 U.S. 25 (Alford plea doctrine) (1970) (establishes defendant may plead guilty while asserting innocence under certain circumstances)
- In the Matter of Davis, 292 Ga. 897 (2013) (Alford plea qualifies as conviction for disciplinary purposes)
- In the Matter of Ortman, 289 Ga. 130 (2011) (same)
- In the Matter of Suttle, 288 Ga. 14 (2010) (same)
- In the Matter of Davidson, 269 Ga. 901 (1998) (discussing disciplinary resignation and voluntary surrender equivalence)
- In the Matter of Atkins, 253 Ga. 319 (1984) (resignation after initiation of disciplinary proceedings does not substitute for voluntary surrender of license)
- In the Matter of Reed, 244 Ga. 612 (1979) (accepted voluntary resignation where attorney admitted conduct violating professional standards)
