209 A.3d 1181
R.I.2019Background
- Appellant Amet Chelo (93) was the subject of a guardianship proceeding initiated by his sons; a DMAT and guardian ad litem report found moderate dementia and recommended limited guardianship for certain matters.
- On December 15, 2015, the Probate Court entered an order appointing Bruce D. Sawyer as "Limited Guardian" and directing Sawyer to consult with Chelo on major decisions; a contemporaneous certificate of appointment, however, vested Sawyer with "all the power and authority prescribed by law" and did not state the appointment was limited.
- On December 18, 2015, the Probate Court entered a subsequent order appointing Sawyer simply as "Guardian of the person and estate" and setting visitation terms; that order contained no limiting language.
- In March 2017 the Probate Court ordered Sawyer to arrange temporary placement of Chelo in an assisted-living facility; Chelo opposed removal and, through Sawyer, retained counsel and filed a Superior Court appeal of the placement order.
- Appellees moved to dismiss the appeal, arguing the December 18, 2015 order and the certificate of appointment established a full guardianship and therefore Chelo lacked capacity to prosecute an appeal in his own name.
- The Superior Court granted the motion to dismiss; this appeal challenges that dismissal on the ground that Chelo remained under a limited guardianship and retained capacity to sue in his own name.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Chelo was under a limited guardianship (thus able to prosecute an appeal in his own name) or under a full guardianship (lacking capacity to sue on his own) | Chelo: the December 15, 2015 limited-guardianship order controlled; he retained capacity to retain counsel and appeal. | Appellees: the December 18, 2015 order and the certificate of appointment superseded the earlier limited order and created a full guardianship, so Chelo lacks capacity to sue in his own name. | The Court held the certificate and December 18 order established a full guardianship; the December 15 order and its limiting language were ineffective because the certificate and later order did not comply with statutory requirements for a limited guardianship. Therefore Chelo lacked capacity and the appeal dismissal was affirmed. |
Key Cases Cited
- Webster v. Perrotta, 774 A.2d 68 (R.I. 2001) (standard of review for statutory interpretation).
- D'Amico v. Johnston Partners, 866 A.2d 1222 (R.I. 2005) (court examines statutory scheme and context when interpreting statutes).
- Accent Store Design, Inc. v. Marathon House, Inc., 674 A.2d 1223 (R.I. 1996) (mandatory meaning of "shall").
- Castelli v. Carcieri, 961 A.2d 277 (R.I. 2008) ("shall" contemplates imposition of a duty).
- In re Brown, 903 A.2d 147 (R.I. 2006) (statutes construed in context of the statutory scheme).
- Champlin v. Probate Court of Exeter, 92 A. 982 (R.I. 1915) (when a guardian is appointed, actions for the ward should be brought by the guardian in the ward's name).
- Taylor v. Superior Court, 74 A. 482 (R.I. 1909) (suit must be brought by the guardian in the name of the ward).
