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916 N.W.2d 32
Minn.
2018
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Background

  • Tracy R. Eichhorn-Hicks, admitted 1975, primarily a criminal practitioner, with eight prior disciplinary matters including suspensions and reprimands for similar misconduct.
  • Three client matters (2014–2016) prompted discipline: (1) flat $10,000 fee agreement that omitted a refund clause; (2) failure to communicate a prosecution plea offer to client C.S.-A.; (3) signing client D.V.’s name and signing himself as witness on a medical-records release form and presenting it to jail personnel.
  • Referee found violations of Minn. R. Prof. Conduct: 1.5(b) (fee agreement omission), 1.1/1.2(a)/1.3/1.4(a)(1)–(3) (failure to communicate plea), and 8.4(c)–(d) (dishonesty re: medical-release form).
  • Eichhorn-Hicks contested findings on the plea-communication and the medical-release signature and argued reinstatement petition should not be required; the Director urged adoption of referee recommendations.
  • Court upheld referee findings: failure to communicate the plea offer and dishonest signing of the medical-release form were not clearly erroneous; omission in the fee agreement was uncontested.
  • Court imposed an indefinite suspension effective in 14 days with no right to petition for reinstatement for 120 days, conditions for reinstatement (including the MPRE-level professional-responsibility exam), and one year probation if reinstated.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
1. Omission of refund clause in flat-fee agreement (Rule 1.5(b)) Director: omission violated Rule 1.5(b) Eichhorn-Hicks did not dispute referee’s finding Held: violation affirmed (uncontested)
2. Failure to communicate prosecution plea offer (Rules 1.1, 1.2(a), 1.3, 1.4) Director: Eichhorn-Hicks failed to provide/communicate written plea offer to C.S.-A. Eichhorn-Hicks: he discussed the offer; client’s testimony unreliable Held: referee’s credibility findings upheld; violation affirmed
3. Signing client’s name and witnessing it on medical-release form (Rule 8.4(c),(d)) Director: signing client’s name and falsely witnessing was dishonest conduct Eichhorn-Hicks: claimed he acted as attorney-in-fact or no harm occurred Held: conduct was misleading/dishonest; violation affirmed
4. Appropriate discipline; petition for reinstatement requirement Director: adopt referee’s recommended discipline (60 days + petition) Eichhorn-Hicks: no reinstatement petition should be required for short suspension Held: aggravation (recidivism, experience, lack of remorse) warrants greater discipline — indefinite suspension with no petition for 120 days; conditions for reinstatement and probation if reinstated

Key Cases Cited

  • In re Greenman, 860 N.W.2d 368 (Minn. 2015) (deference to referee’s findings)
  • In re Walsh, 872 N.W.2d 741 (Minn. 2015) (deferring to referee on credibility)
  • In re Tigue, 900 N.W.2d 424 (Minn. 2017) (consideration of aggravating/mitigating factors and prior discipline)
  • In re Glasser, 831 N.W.2d 644 (Minn. 2013) (dishonesty seriously harms public confidence)
  • In re Ulanowski, 800 N.W.2d 785 (Minn. 2011) (lengthy suspension for failure to communicate plea offer)
  • In re De Rycke, 707 N.W.2d 370 (Minn. 2006) (failure to inform client of plea offer violates Rule 1.3 and 1.4)
  • In re Arbeiter, 764 N.W.2d 814 (Minn. 2009) (signing client’s name on medical-release form violates Rule 8.4)
  • In re Aitken, 787 N.W.2d 152 (Minn. 2010) (lengthy suspensions for misrepresenting signatures/documents)
Read the full case

Case Details

Case Name: In re Eichhorn-Hicks
Court Name: Supreme Court of Minnesota
Date Published: Jul 25, 2018
Citations: 916 N.W.2d 32; A17-1039
Docket Number: A17-1039
Court Abbreviation: Minn.
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